VIELA BIO, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-10-25: Reporting owner Boundless Meadow Ltd | Boyu Capital General Partner III, Ltd. | Boyu Capital Group Holdings Ltd. | Tong Xiaomeng | XYXY Holdings Ltd. | Boyu Capital General Partner III, L.P. | Boyu Capital Fund III, L.P.; Form 3/A; Security Series A-2 Preferred Stock; Transaction Holding.
- 2019-10-25: Reporting owner Boundless Meadow Ltd | Boyu Capital General Partner III, Ltd. | Boyu Capital Group Holdings Ltd. | Tong Xiaomeng | XYXY Holdings Ltd. | Boyu Capital General Partner III, L.P. | Boyu Capital Fund III, L.P.; Form 3/A; Security Series A-3 Preferred Stock; Transaction Holding.
- 2019-10-09: Reporting owner ASTRAZENECA PLC | AstraZeneca UK LTD; Form 3/A; Security Series A-1 Preferred Stock; Transaction Holding.
- 2019-10-07: Reporting owner Cao Yanling; Form 4/A; Security Series A-2 Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-10-25 holding as of filing | Boundless Meadow Ltd | Boyu Capital General Partner III, Ltd. | Boyu Capital Group Holdings Ltd. | Tong Xiaomeng | XYXY Holdings Ltd. | Boyu Capital General Partner III, L.P. | Boyu Capital Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2019-10-25 | ||
| 2019-10-25 holding as of filing | Boundless Meadow Ltd | Boyu Capital General Partner III, Ltd. | Boyu Capital Group Holdings Ltd. | Tong Xiaomeng | XYXY Holdings Ltd. | Boyu Capital General Partner III, L.P. | Boyu Capital Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A-3 Preferred Stock Derivative · Direct | Holding | no price filed | 2019-10-25 | ||
| 2019-10-09 holding as of filing | ASTRAZENECA PLC | AstraZeneca UK LTD 10% Owner | 10% Owner | 3/A | Series A-1 Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-10-09 | ||
| 2019-10-07 | Cao Yanling Director, 10% Owner | 4/A | Series A-2 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −6,800,000 0 owned after | no price filed | 2019-10-25 | |
| 2019-10-07 | Cao Yanling Director, 10% Owner | 4/A | Series A-3 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −1,882,353 0 owned after | no price filed | 2019-10-25 | |
| 2019-10-07 | Boyu Capital Investment Management Ltd | Boyu Capital General Partner III, Ltd. | Boyu Capital Group Holdings Ltd. | Boyu Capital Fund III, L.P. | Boyu Capital General Partner III, L.P. | Boundless Meadow Ltd | Boyu Capital Opportunities Master Fund | Tong Xiaomeng | XYXY Holdings Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,800,000 0 owned after | no price filed | 2019-10-25 | |
| 2019-10-07 | Boyu Capital Investment Management Ltd | Boyu Capital General Partner III, Ltd. | Boyu Capital Group Holdings Ltd. | Boyu Capital Fund III, L.P. | Boyu Capital General Partner III, L.P. | Boundless Meadow Ltd | Boyu Capital Opportunities Master Fund | Tong Xiaomeng | XYXY Holdings Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series A-3 Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,882,353 0 owned after | no price filed | 2019-10-25 | |
| 2019-10-07 | Tong Xiaomeng Director, 10% Owner | 4/A | Series A-2 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −6,800,000 0 owned after | no price filed | 2019-10-25 | |
| 2019-10-07 | Tong Xiaomeng Director, 10% Owner | 4/A | Series A-3 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −1,882,353 0 owned after | no price filed | 2019-10-25 | |
| 2019-10-07 | Tong Xiaomeng Director, 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −6,800,000 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | Tong Xiaomeng Director, 10% Owner | 4 | Series A-3 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −1,882,353 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | Cao Yanling Director, 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −6,800,000 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | Cao Yanling Director, 10% Owner | 4 | Series A-3 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | C Conversion of derivative security | −1,882,353 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | Boundless Meadow Ltd 10% Owner | 4 | Series A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,800,000 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | Boundless Meadow Ltd 10% Owner | 4 | Series A-3 Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,882,353 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | Wicki Andreas Director | 4 | Series B Preferred Stock Derivative · Indirect · seefootnote | C Conversion of derivative security | −1,250,000 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | ASTRAZENECA PLC | AstraZeneca UK LTD 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,225,324 0 owned after | no price filed | 2019-10-09 | |
| 2019-10-07 | Hu Edward Director | 4 | Series A-2 Preferred Stock Derivative · Indirect · Held by 6 Dimensions Capital, L.P. | C Conversion of derivative security | −3,230,000 0 owned after | no price filed | 2019-10-07 | |
| 2019-10-07 | Hu Edward Director | 4 | Series A-2 Preferred Stock Derivative · Indirect · Held by 6 Dimension Affiliates Fund, L.P. | C Conversion of derivative security | −170,000 0 owned after | no price filed | 2019-10-07 | |
| 2019-10-07 | Hu Edward Director | 4 | Series A-3 Preferred Stock Derivative · Indirect · Held by 6 Dimensions Capital, L.P. | C Conversion of derivative security | −894,118 0 owned after | no price filed | 2019-10-07 | |
| 2019-10-07 | Hu Edward Director | 4 | Series A-3 Preferred Stock Derivative · Indirect · Held by 6 Dimension Affiliates Fund, L.P. | C Conversion of derivative security | −47,059 0 owned after | no price filed | 2019-10-07 | |
| 2019-10-02 holding as of filing | ASTRAZENECA PLC 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Hu Edward Director | 3 | Series A-2 Preferred Stock Derivative · Indirect · Held by 6 Dimensions Capital, L.P. | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Hu Edward Director | 3 | Series A-2 Preferred Stock Derivative · Indirect · Held by 6 Dimension Affiliates Fund, L.P. | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Hu Edward Director | 3 | Series A-3 Preferred Stock Derivative · Indirect · Held by 6 Dimensions Capital, L.P. | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Hu Edward Director | 3 | Series A-3 Preferred Stock Derivative · Indirect · Held by 6 Dimension Affiliates Fund, L.P. | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Wicki Andreas Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Cao Yanling Director, 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Cao Yanling Director, 10% Owner | 3 | Series A-3 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Boundless Meadow Ltd 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Boundless Meadow Ltd 10% Owner | 3 | Series A-3 Preferred Stock Derivative · Direct | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Tong Xiaomeng Director, 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | Holding | no price filed | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Tong Xiaomeng Director, 10% Owner | 3 | Series A-3 Preferred Stock Derivative · Indirect · Held by Boundless Meadow Limited | Holding | no price filed | 2019-10-02 |