VERITEQ Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-03-10: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-01-28; Total offering amount $1,048,010.
- 2015-01-06: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-12-26; Total offering amount $100,000.
- 2014-12-15: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; Date of first sale 2014-11-03; Total offering amount $507,239.
- 2014-12-11: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; Date of first sale 2014-11-03; Total offering amount $507,239.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-03-10 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-01-28 | $1,048,010 | $1,048,010 | $0 | 6 |
| 2015-01-06 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2014-12-26 | $100,000 | $100,000 | $0 | 1 |
| 2014-12-15 D/A | Rule 506(b) | Equity; Debt | 2014-11-03 | $507,239 | $374,739 | $132,500 | 1 |
| 2014-12-11 | Rule 506(b) | Equity; Debt | 2014-11-03 | $507,239 | $374,739 | $132,500 | 1 |
| 2014-11-14 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-10-31 | $1,841,000 | $1,841,000 | $0 | 2 |
| 2014-11-13 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-10-31 | $1,841,000 | $1,841,000 | $0 | 2 |
| 2014-10-29 | Rule 506(b) | Equity; Debt | 2014-10-20 | $222,115 | $222,115 | $0 | 1 |
| 2014-10-29 | Rule 506(b) | Equity; Debt | 2014-10-20 | $60,000 | $60,000 | $0 | 1 |
| 2014-10-22 | Rule 506(b) | Equity; Debt | 2014-10-10 | $90,750 | $90,750 | $0 | 1 |
| 2014-10-15 | Rule 506(b) | Equity; Debt | 2014-10-02 | $50,000 | $50,000 | $0 | 1 |
| 2014-10-15 | Rule 506(b) | Equity; Debt | 2014-10-06 | $38,000 | $38,000 | $0 | 1 |
| 2014-10-15 | Rule 506(b) | Equity; Debt | 2014-10-02 | $52,500 | $52,500 | $0 | 1 |
| 2014-09-04 | Rule 506(b) | Equity; Debt | 2014-08-25 | $555,000 | $115,000 | $440,000 | 1 |
| 2014-09-04 | Rule 506(b) | Equity; Debt | 2014-08-26 | $100,000 | $100,000 | $0 | 1 |
| 2014-08-26 | Rule 506(b) | Equity; Debt | 2014-08-21 | $42,500 | $42,500 | $0 | 1 |
| 2014-08-26 | Rule 506(b) | Equity; Debt | 2014-08-20 | $183,500 | $183,500 | $0 | 1 |
| 2014-08-26 | Rule 506(b) | Equity; Debt | 2014-08-20 | $127,500 | $127,500 | $0 | 1 |
| 2014-08-26 D/A | Rule 506(b) | Equity; Debt | 2014-05-30 | $300,000 | $300,000 | $0 | 2 |
| 2014-08-26 D/A | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2013-11-13 | $1,816,667 | $1,816,667 | $0 | 7 |
| 2014-08-13 | Rule 506(b) | Equity; Debt | 2014-08-06 | $150,000 | $75,000 | $75,000 | 1 |
| 2014-08-13 | Rule 506(b) | Equity; Debt | 2014-08-04 | $100,000 | $50,000 | $50,000 | 0 |
| 2014-07-28 | Rule 506(b) | Equity; Debt | 2014-07-16 | $500,000 | $125,000 | $375,000 | 1 |
| 2014-07-28 | Rule 506(b) | Equity; Debt | 2014-07-15 | $83,500 | $83,500 | $0 | 1 |
| 2014-06-11 D/A | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2013-11-13 | $1,816,667 | $1,816,667 | $0 | 7 |
| 2014-06-11 | Rule 506(b) | Equity; Debt | 2014-05-30 | $300,000 | $300,000 | $0 | 2 |
| 2013-11-27 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2013-11-13 | $1,816,667 | $1,816,667 | $0 | 7 |
| 2013-07-16 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-07-08 | Indefinite | $7,393,665 | Indefinite | 10 |
| 2011-03-04 | Rule 506 | Debt; OptionToAcquire | 2011-02-25 | $2,000,000 | $2,000,000 | $0 | 5 |