VERENIUM CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-11-09: Form 8-K; Period of report 2009-11-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2009-11-03: Form 8-K; Period of report 2009-10-28; Description 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; Details 1.01.
- 2009-10-06: Form 8-K; Period of report 2009-10-06; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
- 2009-09-25: Form 8-K; Period of report 2009-09-23; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-11-09 | 8-K | 2009-11-09 | 2.02 Results of Operations and Financial Condition | 2.02 On November 9, 2009, Verenium Corporation (the “Company”) issued a press release announcing the Company’s financial results for the third quarter and nine months ended September 30, 2009. | d8k.htm |
| 2009-11-03 | 8-K | 2009-10-28 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. 1.02 The Agreement referenced in Item 1.01 above had the effect of terminating the LRA effective October 28, 2009. | d8k.htm |
| 2009-10-06 | 8-K | 2009-10-06 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On October 6, 2009, the Company issued a press release announcing that it had priced the public offering described in Item 1.01 of this Current Report on Form 8-K. The Company’s press release is filed as Exhibit 99.1 to this Report and is incorporated herein by reference. | d8k.htm |
| 2009-09-25 | 8-K | 2009-09-23 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On September 23, 2009, Verenium Corporation (“Verenium” or the “Company”) entered into a privately negotiated Exchange Agreement (the “Exchange Agreement”) with an existing holder of its 5.5% Convertible Senior Notes due 2027 which were initially issued in 2007 (the “5.5% Notes”). 2.03 The information provided in Item 1.01 is incorporated herein by reference. 3.02 As previously disclosed in Verenium’s prior filings with the Commission, as a result of the exchange of the 5.5% Notes for the New Notes discussed above, additional unregistered equity securities of the Company may be issued upon conversion of the New Notes. | d8k.htm |
| 2009-09-21 | 8-K | 2009-09-18 | 8.01 Other Events | 8.01 Verenium Corporation (the “Company”) is filing this Current Report on Form 8-K (this “Report”) to reflect certain required accounting adjustments and reclassifications described below with respect to the financial information contained in the Company’s Annual Report on Form 10-K and Form 10-K/A for the year ended December 31, 2008 (the “2008 Form 10-K”) filed on March 16, 2009 and April 30, 2009. | d8k.htm |
| 2009-09-09 | 8-K | 2009-09-09 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 5.03 On September 9, 2009, Verenium Corporation (the “Company”) filed a Certificate of Amendment of Restated Certificate of Incorporation (the “Certificate of Amendment”) in order to effect the previously-disclosed one-for-twelve reverse stock split of its common stock. 8.01 The Company issued a press release on September 9, 2009 announcing the completion of the reverse stock split discussed under Item 5.03 of this report. | v160076_8k.htm |
| 2009-09-08 | 8-K | 2009-09-08 | 8.01 Other Events | 8.01 On September 8, 2009, Verenium Corporation, a Delaware corporation (“Verenium” or the “Company”), issued a press release announcing that a one-for-twelve reverse stock split of its common stock will take effect on Wednesday, September 9, 2009 at 5:00 p.m. | v159999_8k.htm |
| 2009-09-04 | 8-K | 2009-09-01 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 As previously reported by Verenium Corporation (“Verenium,” “Company”, “us” or “we”), on August 28, 2009, the Company announced that it had entered into privately negotiated Exchange Agreements (the “Exchange Agreements’) with certain existing holders of its 5.5% Convertible Senior Notes due 2027 which were initially issued in 2007 (the “5.5% Notes”). 2.03 The information provided in Item 1.01 is incorporated herein by reference. 3.02 The information provided in Item 1.01 is incorporated herein by reference. | d8k.htm |
| 2009-09-03 | 8-K | 2009-09-01 | 8.01 Other Events | 8.01 On September 1, 2009, Verenium Corporation, a Delaware corporation (“Verenium” or the “Company”), held its 2009 Annual Meeting of Stockholders (the “Annual Meeting”). | v159804_8k.htm |
| 2009-08-28 | 8-K | 2009-08-28 | 1.01 Entry into a Material Definitive Agreement | 1.01 On August 28, 2009, Verenium Corporation (“Verenium” or the “Company”) announced that it had entered into privately negotiated Exchange Agreements (the “Exchange Agreements’) with certain existing holders of its 5.5% Convertible Senior Notes due 2027 which were initially issued in 2007 (the “5.5% Notes”). | d8k.htm |
| 2009-08-10 | 8-K | 2009-08-10 | 2.02 Results of Operations and Financial Condition | 2.02 On August 10, 2009, Verenium Corporation (the “Company”) issued a press release announcing the Company’s financial results for the second quarter and six months ended June 30, 2009. | d8k.htm |
| 2009-07-01 | 8-K | 2009-07-01 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 On July 1, 2009, Verenium Corporation (“Verenium”) entered into Convertible Note Amendment Agreements (the “Amendment Agreements”) with certain holders of its 8% Senior Convertible Notes due April 1, 2012 which were initially issued in February of 2008 (the “8% Notes”) to modify certain terms of such notes. 3.02 As previously disclosed in Verenium’s prior filings with the Commission, adjustments to the conversion price of the 8% Notes results in the issuance of additional unregistered equity securities upon conversion. | d8k.htm |
| 2009-05-18 | 8-K | 2009-05-18 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2009, Verenium Corporation (the “Company”) issued a press release announcing the Company’s preliminary financial results for first quarter ended March 31, 2009, including explanatory information regarding the Company’s required adoption of Financial Accounting Standards Board’s Accounting Principles Board Opinion No. 14-1 (“APB 14-1”), “Accounting for Convertible Debt Instruments that May be Settled in Cash upon Conversion (Including Partial Cash Settlement),” and Emerging Issues Task Force Statement No. 07-05 (“EITF 07-05”), “Determining Whether an Instrument (or Embedded Feature) is Indexed to an Entity’s Own Stock,” which have revised the required accounting treatment of the Company’s 8 percent convertible notes (the “2008 Notes”). | d8k.htm |
| 2009-05-11 | 8-K | 2009-05-11 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2009, Verenium Corporation (the “Company”) issued a press release announcing the Company’s financial results for first quarter ended March 31, 2009. | v148816_8k.htm |
| 2009-05-01 | 8-K | 2009-04-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 29, 2009, James (Jamie) E. Levine, 38, was appointed to the position of Executive Vice President and Chief Financial Officer of Verenium Corporation (the “Company”), reporting to the Company’s President and Chief Executive Officer, Carlos A. Riva. | v147879_8k.htm |
| 2009-04-03 | 8-K | 2009-03-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 3, 2009, Verenium Corporation issued a press release announcing the consolidation of its research and development (R&D) organization, including its pilot and demonstration-scale biofuels operations in Jennings, Louisiana, under Gregory Powers, Ph.D., Executive Vice President, R&D, and related to this, the fact that the employment of John R. Malloy, Executive Vice President of the Biofuels Business Unit of Verenium Corporation, ended on March 31, 2009. | v145311_8k.htm |
| 2009-02-27 | 8-K | 2009-02-25 | 8.01 Other Events | 8.01 Verenium Corporation (“Verenium”) has disclosed in prior filings with the Securities and Exchange Commission (the “Commission”) certain information relating to its 8% Senior Convertible Notes due April 1, 2012 (the “8% Notes”), and is filing this Current Report on Form 8-K for purposes of updating that information. | v141298_8k.htm |
| 2009-02-23 | 8-K | 2009-02-23 | 2.02 Results of Operations and Financial Condition | 2.02 On February 23, 2009, the Company issued a press release announcing the Company’s financial results for fourth quarter and year ended December 31, 2008. | v141135_8k.htm |
| 2009-02-20 | 8-K | 2009-02-18 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | v140888_8k.htm |
| 2009-01-16 | 8-K | 2009-01-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 13, 2009, Verenium Corporation, a Delaware corporation (the “Company”), entered into a compensation and employment agreement (the “Employment Agreement”) with Jeffrey G. Black, the Company’s Senior Vice President, Chief Accounting Officer and interim Chief Financial Officer. | v137242_8k.htm |