VERADIGM INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-12: Reporting owner FIFE EUGENE V; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-28: Reporting owner MCGRAW LAURIE; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-28: Reporting owner MCGRAW LAURIE; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-28: Reporting owner MCGRAW LAURIE; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 | FIFE EUGENE V Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 75,000 owned after | $7.40 | 2011-12-14 | |
| 2011-11-28 | MCGRAW LAURIE Officer (Chief Client Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,175 0 owned after | $5.09 exercise price | 2011-11-29 | |
| 2011-11-28 | MCGRAW LAURIE Officer (Chief Client Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,567 0 owned after | $4.57 exercise price | 2011-11-29 | |
| 2011-11-28 | MCGRAW LAURIE Officer (Chief Client Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,784 0 owned after | $5.13 exercise price | 2011-11-29 | |
| 2011-11-16 | GAMACHE M L Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,918 0 owned after | $1.33 exercise price | 2011-11-17 | |
| 2011-11-10 | KLUGER MICHAEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,052 0 owned after | $1.35 exercise price | 2011-11-14 | |
| 2011-07-25 holding as of filing | Cosmo Battinelli Officer (SVP, Support) | 3 | Stock Option Derivative · Direct | Holding | $19.25 exercise price | 2011-07-25 | ||
| 2011-07-25 holding as of filing | Cosmo Battinelli Officer (SVP, Support) | 3 | Stock Option Derivative · Direct | Holding | $16.78 exercise price | 2011-07-25 | ||
| 2011-07-25 holding as of filing | Cosmo Battinelli Officer (SVP, Support) | 3 | Stock Option Derivative · Direct | Holding | $19.25 exercise price | 2011-07-25 | ||
| 2011-06-01 | MCGRAW LAURIE Officer (Chief Client Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,567 0 owned after | $3.25 exercise price | 2011-06-03 | |
| 2011-02-25 | KANGAS EDWARD A Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $11.28 exercise price | 2011-03-01 | |
| 2011-02-18 | KLUGER MICHAEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,567 0 owned after | $2.71 exercise price | 2011-02-22 | |
| 2011-02-18 | KLUGER MICHAEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,433 1,052 owned after | $1.35 exercise price | 2011-02-22 | |
| 2011-02-18 | GAMACHE M L Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 48,918 owned after | $1.33 exercise price | 2011-02-22 | |
| 2011-02-18 | TULLMAN GLEN Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −148,008 0 owned after | $1.70 exercise price | 2011-02-22 | |
| 2011-02-18 | TULLMAN GLEN Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,938 0 owned after | $4.57 exercise price | 2011-02-22 | |
| 2011-02-18 | TULLMAN GLEN Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,211 152,666 owned after | $5.13 exercise price | 2011-02-22 | |
| 2011-02-18 | SHAPIRO LEE Officer (President and Secretary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −147,794 0 owned after | $2.71 exercise price | 2011-02-22 |