Vecta Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-07-07: Form 8-K; Period of report 2023-06-30; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2023-05-30: Form 8-K; Period of report 2023-05-30; Description 4.01 Changes in Registrant's Certifying Accountant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 4.01.
- 2022-07-21: Form 8-K; Period of report 2022-06-29; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 1.01.
- 2022-06-06: Form 8-K; Period of report 2022-06-01; Description 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 2.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-07-07 | 8-K | 2023-06-30 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 On June 30, 2023, Vecta Inc. (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with its sole shareholder, Vecta Partners LLC, a Delaware limited liability company (“Shareholder”), pursuant to which Shareholder purchased 1,975,309 shares of common stock of the Company, par value $0.01 per share (the “Subscription Shares”), at $1.27 per share for total aggregate gross proceeds of $2,500,000 in a private placement (the “Sale”). 3.02 The information provided in Item 1.01 of this Current Report on Form 8-K is hereby incorporated by reference in this Item 3.02. | form8-k.htm |
| 2023-05-30 | 8-K | 2023-05-30 | 4.01 Changes in Registrant's Certifying Accountant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 4.01 Effective May 23, 2023, the Audit Committee of the Board of Directors (the “Board”) of Vecta Inc. (the “Company”) approved the engagement of Marcum LLP (“Marcum”) as the Company’s independent accounting firm for the year ending December 31, 2023. 5.02 On May 23, 2023, the Board of the Company, upon the recommendation of its Nominating and Corporate Governance Committee, appointed Avery Weisz and Jeffrey Zwick as directors of the Company. | form8-k.htm |
| 2022-07-21 | 8-K | 2022-06-29 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 On June 29, 2022, Vecta Inc. (f/k/a Sunnyside Bancorp, Inc.) (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with its sole shareholder, Vecta Partners LLC, a Delaware limited liability company (“Shareholder”), pursuant to which Shareholder purchased 222,222 shares of common stock of the Company, par value $0.01 per share (the “Subscription Shares”), at $20.25 per share for total aggregate gross proceeds of $4,500,000 in a private placement (the “Sale”). 3.02 The information provided in Item 1.01 of this Current Report on Form 8-K is hereby incorporated by reference in this Item 3.02. 5.03 Effective July 18, 2022, the Company amended its charter to change its name from Sunnyside Bancorp, Inc to Vecta Inc. The name change was effected pursuant to Articles of Amendment to the charter of the Company (the “Amendment”), which were filed with the Maryland State Department of Assessments and Taxation on July 18, 2022. | form8-k.htm |
| 2022-06-06 | 8-K | 2022-06-01 | 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 2.01 On June 1, 2022 (the “Closing Date”), Vecta Partners LLC (formerly known as Rhodium BA Holdings LLC), a Delaware limited liability company (“Vecta Partners”), completed the previously announced acquisition of Sunnyside Bancorp, Inc., a Maryland corporation (the “Company”), pursuant to the Agreement and Plan of Merger, dated as of June 16, 2021, as amended on August 26, 2021 (the “Merger Agreement”), by and among Vecta Partners, Rhodium BA Merger Sub, Inc., a Maryland corporation (“Merger Sub”), Mark Silber, the Company, and Sunnyside Federal Savings and Loan Association of Irvington, a federally-chartered savings and loan association and the wholly-owned subsidiary of the Company (“Sunnyside Federal”). 3.01 In connection with the Merger, the Common Stock of the Company ceased being quoted on the OTC Pink Marketplace. 3.03 The information contained in Item 2.01 and Item 5.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.03. 5.01 The information contained in Item 2.01 and Item 5.02 of this Current Report on Form 8-K is incorporated by reference into this Item 5.01. 5.02 In connection with the Merger, each of the following directors of the Company resigned and ceased to be a director of the Company (and corresponding committees as indicated) upon the Effective Time: Timothy D. Sullivan, Gerardina Mirtuono, Deborah J. Elliot (Compensation Committee, Audit Committee), William Boeckelman (Compensation Committee, Audit Committee, Nominating Committee), and Walter Montgomery (Compensation Committee, Audit Committee, Nominating Committee). 7.01 On June 2, 2022, the Company issued a press release announcing the completion of the Merger, described above in Item 2.01. | form8-k.htm |
| 2022-05-03 | 8-K | 2022-05-03 | 8.01 Other Events | 8.01 On May 3, 2022, Sunnyside Bancorp, Inc. (the “Company”), the holding company for Sunnyside Federal Savings and Loan Association of Irvington, announced that all regulatory approvals have been received relating to the acquisition of the Company by Rhodium BA Holdings, LLC, a New York-based private equity group. | form8-k.htm |
| 2021-11-10 | 8-K | 2021-11-10 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 A Special Meeting of Stockholders of Sunnyside Bancorp, Inc. (the “Company”) was held on November 10, 2021. | form8-k.htm |
| 2021-08-31 | 8-K/A | 2021-08-25 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Stockholders was held on August 25, 2021. | form8-ka.htm |
| 2021-08-30 | 8-K | 2021-08-25 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Stockholders was held on August 25, 2021. | form8-k.htm |
| 2021-08-26 | 8-K | 2021-08-26 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On August 26, 2021, Rhodium BA Holdings LLC, a Delaware limited liability company (“Rhodium”), Rhodium BA Merger Sub, Inc., a Maryland corporation, Mark Silber, Sunnyside Bancorp, Inc., a Maryland corporation (“Sunnyside Bancorp”), and Sunnyside Federal Savings and Loan Association of Irvington (“Sunnyside Federal”), a federally-chartered savings and loan association and the wholly owned subsidiary of Sunnyside Bancorp, amended (the “Amendment”) the Agreement and Plan of Merger dated June 16, 2021 (the “Merger Agreement”), pursuant to which Rhodium will acquire Sunnyside Bancorp and Sunnyside Federal. 5.02 On August 26, 2021, Desmond Lyons resigned from the board of directors of Sunnyside Bancorp, Inc. (the “Company”). | form8-k.htm |
| 2021-06-16 | 8-K | 2021-06-16 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement | 1.01 On June 16, 2021, Rhodium BA Holdings, LLC, a Delaware limited liability company (“Rhodium”), Rhodium BA Merger Sub, Inc., a Maryland corporation (“Merger Sub”), Mark Silber, Sunnyside Bancorp, Inc., a Maryland corporation (“Sunnyside Bancorp”), and Sunnyside Federal Savings and Loan Association of Irvington, a federally-chartered savings and loan association and the wholly owned subsidiary of Sunnyside Bancorp (“Sunnyside Federal”), entered into an Agreement and Plan of Merger (the “Merger Agreement”), pursuant to which Rhodium will acquire Sunnyside Bancorp and Sunnyside Federal. 1.02 On March 16, 2021, DLP Bancshares, Inc., a Delaware corporation (“DLP Bancshares”), DLP Ventures Holdings Inc., a Delaware corporation (“Merger Sub”), Donald Wenner, Sunnyside Bancorp and Sunnyside Federal entered into an Agreement and Plan of Merger (the “DLP Merger Agreement”), pursuant to which DLP Bancshares was to acquire Sunnyside Bancorp and Sunnyside Federal. | form8-k.htm |
| 2021-03-17 | 8-K | 2021-03-16 | 1.01 Entry into a Material Definitive Agreement | 1.01 On March 16, 2021, DLP Bancshares, Inc., a Delaware corporation (“DLP Bancshares”), DLP Ventures Holdings Inc., a Delaware corporation (“Merger Sub”), Donald Wenner, Sunnyside Bancorp, Inc., a Maryland corporation (“Sunnyside Bancorp”), and Sunnyside Federal Savings and Loan Association of Irvington, a federally-chartered savings and loan association and the wholly owned subsidiary of Sunnyside Bancorp (“Sunnyside Federal”), entered into an Agreement and Plan of Merger (the “Merger Agreement”), pursuant to which DLP Bancshares will acquire Sunnyside Bancorp and Sunnyside Federal. | form8-k.htm |
| 2020-06-29 | 8-K | 2020-06-24 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Stockholders was held on June 24, 2020. | form8-k.htm |
| 2019-06-18 | 8-K | 2019-06-12 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 12, 2019, the 2019 Annual Meeting of Stockholders of Sunnyside Bancorp, Inc. (the “Company”) was held at the DoubleTree by Hilton Hotel Tarrytown, located at 455 South Broadway, Tarrytown, New York at 9:30 a.m., local time. | form8-k.htm |
| 2018-06-15 | 8-K | 2018-06-13 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On June 13, 2018, Sunnyside Bancorp, Inc. (the “Company”) held its Annual Meeting of Stockholders. 8.01 On June 13, 2018, the Company utilized a slideshow at its 2018 Annual Meeting of Stockholders. | form8-k.htm |
| 2018-03-23 | 8-K | 2018-03-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 20, 2018, Sunnyside Federal Savings and Loan Association of Irvington, the wholly owned subsidiary of Sunnyside Bancorp, Inc., entered into amendments to the employment agreements previously entered into with Timothy D. Sullivan, President and Chief Executive Officer, Gerardina Mirtuono, Senior Vice President and Chief Operating Officer and Edward Lipkus, Vice President and Chief Financial Officer. | form8-k.htm |
| 2018-03-09 | 8-K | 2018-03-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 8, 2018, director Lawrence Doyle resigned from the boards of directors of the Company and of Sunnyside Federal Savings and Loan Association of Irvington. | form8-k.htm |
| 2017-06-19 | 8-K | 2017-06-19 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 13, 2017, Sunnyside Bancorp, Inc. (the “Company”) held its Annual Meeting of Stockholders. | form8k_sunnyside061917.htm |
| 2017-04-21 | 8-K | 2017-04-18 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On April 18, 2017, the Board of Directors of Sunnyside Bancorp, Inc. (the “Company”) amended the Company’s Bylaws. | t1701225_8k.htm |
| 2017-03-02 | 8-K | 2017-03-02 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective March 2, 2017, the Audit Committee of the Board of Directors of Sunnyside Bancorp, Inc. (the “Company”) approved the engagement of Fontanella Associates LLC CPA & Consulting Firm (“Fontanella Associates”) as the Company’s independent accounting firm for the year ended December 31, 2016. | t1700622_8k.htm |
| 2015-07-30 | 8-K | 2015-07-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Employment Agreement with Mr. Lipkus. | t1501742_8k.htm |
| 2015-06-22 | 8-K | 2015-06-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Amendment to Employment Agreement with Mr. Sullivan. | t1501472_8k.htm |
| 2015-06-22 | 8-K | 2015-06-16 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 16, 2015, Sunnyside Bancorp, Inc. (the “Company”) held its Annual Meeting of Stockholders. | t1501471_8k.htm |
| 2015-03-20 | 8-K | 2015-03-20 | 8.01 Other Events | 8.01 Sunnyside Bancorp, Inc. (the “Company”) announced that its 2015 Annual Meeting of Stockholders will be held on Tuesday, June 16, 2015 at 9:00 am EST at DoubleTree by Hilton Hotel Tarrytown, 455 South Broadway, Tarrytown, New York. | t1500622_8k.htm |
| 2014-09-17 | 8-K | 2014-09-16 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On September 16, 2014, Sunnyside Bancorp, Inc. (the “Company”) held its Annual Meeting of Stockholders. | form8k_annmtg-091714.htm |
| 2014-08-11 | 8-K | 2014-08-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 8, 2014, Sunnyside Bancorp, Inc. and its wholly owned subsidiary, Sunnyside Federal Savings and Loan Association of Irvington, entered into an amended and restated employment agreement with its Senior Vice President and Chief Operating Officer Gerardina Mirtuono. | form8k_080814.htm |
| 2014-08-06 | 8-K | 2014-08-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 5, 2014, the Compensation Committees of the Board of Directors of Sunnyside Bancorp, Inc. and its wholly owned subsidiary, Sunnyside Federal Savings and Loan Association of Irvington, extended the term of the employment agreement of its President and Chief Executive Officer, Timothy D. Sullivan, so that the term shall be for three years. | form8-k_080614.htm |
| 2014-05-14 | 8-K | 2014-05-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 9, 2014, Sunnyside Bancorp, Inc. (the “Company”) and its wholly owned subsidiary, Sunnyside Federal Savings and Loan Association of Irvington (the “Bank”), appointed Edward J. Lipkus III as Chief Financial Officer of the Company and the Bank, effective May 12, 2014. | form8k_cfoapp-051414.htm |
| 2014-03-17 | 8-K | 2014-03-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Sunnyside Federal Bancorp, Inc. (the “Company”) announced that on March 12, 2014 Gerard Iervolino, Vice President and Chief Financial Officer of the Company, resigned. | form8k_cfores-031714.htm |
| 2013-07-15 | 8-K | 2013-07-15 | 8.01 Other Events | 8.01 On July 15, 2013, Sunnyside Bancorp, Inc. (the “Company”), a Maryland corporation and the holding company for Sunnyside Federal Savings and Loan Association of Irvington (the “Association”) announced that it completed its stock offering in connection with the mutual to stock conversion of the Association, effective July 15, 2013. | form8k_closing-071513.htm |
| 2013-07-11 | 8-K | 2013-07-11 | 8.01 Other Events | 8.01 On July 11, 2013, Sunnyside Bancorp, Inc. (the “Company”) issued a press release announcing the results of the stock offering and of the member vote of Sunnyside Federal Savings and Loan Association of Irvington. | form8k_so-071113.htm |