VBI Vaccines Inc/BC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-09-28: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-09-14; Total offering amount $0.
- 2020-05-27: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-05-22; Total offering amount $4,700,000.
- 2020-05-01: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-04-24; Total offering amount $1,057,500.
- 2014-11-06: Federal exemption Rule 506(c); Types of securities offered Equity; Common shares offered at US$0.20 per share; Date of first sale 2014-10-21; Total offering amount $4,400,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-09-28 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-09-14 | $0 | $0 | $0 | 1 |
| 2020-05-27 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-05-22 | $4,700,000 | $4,700,000 | $0 | 1 |
| 2020-05-01 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2020-04-24 | $1,057,500 | $1,057,500 | $0 | 61 |
| 2014-11-06 | Rule 506(c) | Equity; Common shares offered at US$0.20 per share | 2014-10-21 | $4,400,000 | $4,400,000 | $0 | 11 |