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VALSPAR CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

VALSPAR CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 91 rows, 91 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2017-06-01: Reporting owner Hendrickson Gary E; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2017-06-01: Reporting owner Hendrickson Gary E; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2017-06-01: Reporting owner IRELAND LES H; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2017-06-01: Reporting owner IRELAND LES H; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2017-06-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−165,484
0 owned after
no price filed2017-06-05
2017-06-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−58,163
0 owned after
no price filed2017-06-05
2017-06-01IRELAND LES H
Officer (Executive VP)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,780
0 owned after
no price filed2017-06-05
2017-06-01IRELAND LES H
Officer (Executive VP)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,920
0 owned after
no price filed2017-06-05
2017-06-01ENGH ROLF
Officer (Executive VP)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,030
0 owned after
no price filed2017-06-05
2017-06-01ENGH ROLF
Officer (Executive VP)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,673
0 owned after
no price filed2017-06-05
2017-06-01Muehlbauer James L
Officer (EVP and CFO)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−13,932
0 owned after
no price filed2017-06-05
2017-06-01Muehlbauer James L
Officer (EVP and CFO)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−14,850
0 owned after
no price filed2017-06-05
2017-06-01HECKES HOWARD C
Officer (Executive VP)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,458
0 owned after
no price filed2017-06-05
2017-06-01HECKES HOWARD C
Officer (Executive VP)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,890
0 owned after
no price filed2017-06-05
2017-03-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Cash settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+378
114,167 owned after
$0.002017-03-03
2016-12-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Cash settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+412
113,789 owned after
$0.002016-12-05
2016-09-27Muehlbauer James L
Officer (EVP and CFO)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,850
14,850 owned after
$0.002016-09-29
2016-09-27McCormick Brenda A
Other (Vice President and Controller)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,179
1,179 owned after
$0.002016-09-29
2016-09-27IRELAND LES H
Officer (Executive Vice President)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,920
7,920 owned after
$0.002016-09-29
2016-09-27Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+58,163
58,163 owned after
$0.002016-09-29
2016-09-27HECKES HOWARD C
Officer (Executive Vice President)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,890
10,890 owned after
$0.002016-09-29
2016-09-27ENGH ROLF
Officer (Executive VP)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,673
7,673 owned after
$0.002016-09-29
2016-09-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Cash settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+353
113,377 owned after
$0.002016-09-06
2016-06-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Cash settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+344
113,024 owned after
$0.002016-06-03
2016-03-07Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Cash settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+464
112,680 owned after
$0.002016-03-09
2016-01-14McCormick Brenda A
Other (Vice President and Controller)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+386
386 owned after
$0.002016-01-19
2016-01-14Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+18,133
18,133 owned after
$0.002016-01-19
2016-01-14Muehlbauer James L
Officer (EVP and CFO)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,630
4,630 owned after
$0.002016-01-19
2016-01-14IRELAND LES H
Officer (Executive Vice President)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,469
2,469 owned after
$0.002016-01-19
2016-01-14HECKES HOWARD C
Officer (Executive Vice President)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,395
3,395 owned after
$0.002016-01-19
2016-01-14ENGH ROLF
Officer (Executive VP)
4Restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,392
2,392 owned after
$0.002016-01-19
2015-12-07Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4Cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+436
112,216 owned after
$0.002015-12-09
2015-09-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+469
111,780 owned after
$0.002015-09-03
2015-06-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+398
111,311 owned after
$0.002015-06-03
2015-03-31
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3/Acash-settled restricted stock unitd
Derivative · Direct
Holdingno price filed2015-03-31
2015-03-31
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3/Acash-settled restricted stock units
Derivative · Direct
Holdingno price filed2015-03-31
2015-03-31
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3/Acash-settled restricted stock units
Derivative · Direct
Holdingno price filed2015-03-31
2015-03-31
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3/Acash-settled restricted stock units
Derivative · Direct
Holdingno price filed2015-03-31
2015-03-31
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3/Arestricted stock units
Derivative · Direct
Holdingno price filed2015-03-31
2015-03-19
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3cash-settled restricted stock unitd
Derivative · Direct
Holdingno price filed2015-03-19
2015-03-19
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3cash-settled restricted stock units
Derivative · Direct
Holdingno price filed2015-03-19
2015-03-19
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3cash-settled restricted stock units
Derivative · Direct
Holdingno price filed2015-03-19
2015-03-19
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3cash-settled restricted stock units
Derivative · Direct
Holdingno price filed2015-03-19
2015-03-19
holding as of filing
HECKES HOWARD C
Officer (Executive Vice President)
3restricted stock units
Derivative · Direct
Holdingno price filed2015-03-19
2015-03-19
holding as of filing
IRELAND LES H
Officer (Executive Vice President)
3restricted stock units
Derivative · Direct
Holdingno price filed2015-03-19
2015-03-02Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+376
110,913 owned after
$0.002015-03-04
2015-01-08Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,609
16,609 owned after
$0.002015-01-12
2015-01-08ENGH ROLF
Officer (Executive VP)
4restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,088
2,088 owned after
$0.002015-01-12
2015-01-08Blaine Anthony L
Officer (Senior Vice President)
4restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,805
1,805 owned after
$0.002015-01-12
2015-01-08Arnold Cynthia A
Officer (Senior Vice President)
4restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,444
1,444 owned after
$0.002015-01-12
2015-01-08Muehlbauer James L
Officer (EVP and CFO)
4restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,188
4,188 owned after
$0.002015-01-12
2015-01-08McCormick Brenda A
Other (Vice President and Controller)
4restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+289
289 owned after
$0.002015-01-12
2014-12-08Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+397
110,537 owned after
$0.002014-12-10
2014-09-02Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+353
110,140 owned after
$0.002014-09-04
2014-06-02Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+380
109,787 owned after
$0.002014-06-03
2014-05-22McCormick Brenda A
Other (Vice President and Controller)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,360
1,360 owned after
$0.002014-05-27
2014-03-03Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+382
109,407 owned after
$0.002014-03-05
2014-01-09McCormick Brenda A
Other (Controller)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+494
494 owned after
$0.002014-01-13
2014-01-09Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,575
16,575 owned after
$0.002014-01-13
2014-01-09Muehlbauer James L
Officer (EVP and CFO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,114
5,114 owned after
$0.002014-01-13
2014-01-09ENGH ROLF
Officer (Executive VP)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,550
2,550 owned after
$0.002014-01-13
2014-01-09Blaine Anthony L
Officer (Senior Vice President)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,028
2,028 owned after
$0.002014-01-13
2014-01-09Arnold Cynthia A
Officer (Senior Vice President)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,587
1,587 owned after
$0.002014-01-13
2013-12-02Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+400
109,025 owned after
$0.002013-12-03
2013-09-03Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+401
108,625 owned after
$0.002013-09-05
2013-06-03Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+347
108,224 owned after
$0.002013-06-05
2013-03-11Muehlbauer James L
Officer (EVP and CFO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,743
3,743 owned after
$0.002013-03-13
2013-03-04Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+401
107,877 owned after
$0.002013-03-05
2013-01-10WALKER LORI A
Officer (Sr. VP and CFO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,176
4,176 owned after
$0.002013-01-14
2013-01-10WALKER LORI A
Officer (Sr. VP and CFO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,537
3,537 owned after
$0.002013-01-14
2013-01-10Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,738
14,738 owned after
$0.002013-01-14
2013-01-10Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,868
15,868 owned after
$0.002013-01-14
2013-01-10ENGH ROLF
Officer (Executive VP)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,552
3,552 owned after
$0.002013-01-14
2013-01-10ENGH ROLF
Officer (Executive VP)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,842
2,842 owned after
$0.002013-01-14
2013-01-10Blaine Anthony L
Officer (Senior Vice President)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,442
2,442 owned after
$0.002013-01-14
2013-01-10Blaine Anthony L
Officer (Senior Vice President)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,953
1,953 owned after
$0.002013-01-14
2013-01-10Arnold Cynthia A
Officer (Senior Vice President)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,474
1,474 owned after
$0.002013-01-14
2013-01-10Arnold Cynthia A
Officer (Senior Vice President)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,376
1,376 owned after
$0.002013-01-14
2013-01-10McCormick Brenda A
Other (Controller)
4cash-settled restricted stock unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+550
550 owned after
$0.002013-01-14
2012-12-17Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+407
107,476 owned after
$0.002012-12-18
2012-10-01Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)−384
107,069 owned after
$0.002012-10-03
2012-07-02Hendrickson Gary E
Director, Officer (Chairman, President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+401
106,685 owned after
$0.002012-07-03
2012-04-02Hendrickson Gary E
Director, Officer (President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+436
106,284 owned after
$0.002012-04-04
2012-02-24
holding as of filing
Arnold Cynthia A
Officer (Senior Vice President)
3cash-settled restricted stock unit
Derivative · Direct
Holdingno price filed2012-02-24
2012-02-24
holding as of filing
McCormick Brenda A
Other (Controller)
3cash-settled restricted stock unit
Derivative · Direct
Holdingno price filed2012-02-24
2012-02-24
holding as of filing
McCormick Brenda A
Other (Controller)
3cash-settled restricted stock unit
Derivative · Direct
Holdingno price filed2012-02-24
2012-01-05WALKER LORI A
Officer (Sr. VP and CFO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,844
5,844 owned after
$0.002012-01-09
2012-01-05ENGH ROLF
Officer (Executive VP)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,971
4,971 owned after
$0.002012-01-09
2012-01-05Blaine Anthony L
Officer (Senior Vice President)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,420
3,420 owned after
$0.002012-01-09
2012-01-05Hendrickson Gary E
Director, Officer (President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,268
19,268 owned after
$0.002012-01-09
2012-01-05Jokinen Tracy C
Officer (Vice President and Controller)
4cash-settled restricted stock unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,652
1,652 owned after
$0.002012-01-09
2012-01-03Hendrickson Gary E
Director, Officer (President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+537
105,848 owned after
$0.002012-01-05
2011-10-03Hendrickson Gary E
Director, Officer (President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)−625
105,311 owned after
$0.002011-10-05
2011-07-01Hendrickson Gary E
Director, Officer (President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+514
104,686 owned after
$0.002011-07-06
2011-06-01Hendrickson Gary E
Director, Officer (President and CEO)
4cash-settled restricted stock units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+104,172
104,172 owned after
$0.002011-06-03