VALENCE TECHNOLOGY INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2012-11-27: Form 8-K; Period of report 2012-11-26; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2012-10-26: Form 8-K; Period of report 2012-10-20; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2012-09-26: Form 8-K; Period of report 2012-09-20; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2012-09-21: Form 8-K; Period of report 2012-09-13; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2012-11-27 | 8-K | 2012-11-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective November 26, 2012, Mr. Robert Kanode resigned from his roles as Chief Executive Officer, President and as a member of the Board of Directors (the "Board") of Valence Technology, Inc. ("Valence") and all other officer positions and directorships with Valence and each of its affiliated entities. | valence_8k-112612.htm |
| 2012-10-26 | 8-K | 2012-10-20 | 7.01 Regulation FD Disclosure | 7.01 As previously reported, on July 12, 2012, Valence Technology, Inc. (the "Company") filed a voluntary petition in the United States Bankruptcy Court for the Western District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 ("Chapter 11") of Title 11 of the United States Bankruptcy Code (the “Bankruptcy Code”). | vlnc_8k-102512.htm |
| 2012-09-26 | 8-K | 2012-09-20 | 7.01 Regulation FD Disclosure | 7.01 As previously reported, on July 12, 2012, Valence Technology, Inc. (the "Company") filed a voluntary petition in the United States Bankruptcy Court for the Western District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 ("Chapter 11") of Title 11 of the United States Bankruptcy Code (the “Bankruptcy Code”). | val_8k-092012.htm |
| 2012-09-21 | 8-K | 2012-09-13 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 As previously reported, on July 12, 2012, Valence Technology, Inc. (the "Company") filed a voluntary petition in the United States Bankruptcy Court for the Western District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 ("Chapter 11") of Title 11 of the United States Bankruptcy Code ("Bankruptcy Code"). 2.03 The information set forth in Item 1.01 above is incorporated herein by reference. 7.01 On September 13, 2012, the Company issued a press release announcing the Loan Agreement and the DIP Financing Facility. | vlnc_8k-091312.htm |
| 2012-09-13 | 8-K | 2012-09-10 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On September 10, 2012, Valence Technology, Inc. (the “Company”) received a letter from The NASDAQ Stock Market LLC (“NASDAQ”) Hearings Coordinator which notified the Company that NASDAQ, pursuant to its obligations under NASDAQ Listing Rule 5830 and Rule 12d2-2 of the Securities Exchange Act of 1934, will issue a press release on September 13, 2012 announcing that NASDAQ will file a Form 25 with the Securities and Exchange Commission (the “Commission”) to complete the delisting of the Company’s common stock. | vlnc_8k-091012.htm |
| 2012-08-01 | 8-K | 2012-07-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 31, 2012, the Board voted to appoint T. Joseph Fisher, III to the Board. | valence_8k-073112.htm |
| 2012-07-13 | 8-K | 2012-07-12 | 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 1.03 On July 12, 2012, Valence Technology, Inc. (the "Company" or the “Debtor”) filed a voluntary petition in the United States Bankruptcy Court for the Western District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 ("Chapter 11") of Title 11 of the United States Bankruptcy Code ("Bankruptcy Code"). 2.04 Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement. 3.01 On July 11, 2012, the Company requested to the NASDAQ Stock Market LLC (“NASDAQ”) that, in connection with the expected filing of the Chapter 11 Case described in Item 1.03, trading of its common stock on The NASDAQ Capital Market be suspended prior to the open of the market on July 12, 2012. | vti_8k-071212.htm |
| 2012-07-11 | 8-K | 2012-07-05 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 3.01 As described in Item 5.02 below, as a result of the resignations of Donn V. Tognazzini and Bert C. Roberts, Jr. as members of the board of directors (the “Board”) of Valence Technology, Inc. (the “Company”) and as members of the audit committee of the Board (the “Audit Committee”), the Company is no longer in compliance with Listing Rules 5605(b)(1) and 5605(c)(2)(A) of the NASDAQ Stock Market LLC (“NASDAQ”). 5.02 By letters dated July 5, 2012, Donn V. Tognazzini, a member of the Board, the chairman of the Audit Committee of the Board, and a member of the Compensation Committee of the Board, resigned effective immediately from such positions. | val_8k-070512.htm |
| 2012-07-05 | 8-K | 2012-06-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | valence_8k-062912.htm |
| 2012-06-20 | 8-K | 2012-06-19 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 As previously disclosed on Form 8-K, on December 13, 2011, The NASDAQ Stock Market LLC (“NASDAQ”) notified Valence Technology, Inc. (the “Company”) that the Company was not in compliance with the $1.00 minimum bid price per share requirement for continued listing of its common stock on The NASDAQ Capital Market, as set forth in Listing Rule 5550(a)(2) (the “Bid Price Rule”), because the bid price of its common stock had closed at less than $1.00 per share over the previous 30 consecutive business days. | valence_8k-061912.htm |
| 2012-06-13 | 8-K | 2012-06-12 | 8.01 Other Events | 8.01 On June 13, 2012, Valence Technology, Inc. issued a press release reporting a legal settlement between Valence Technology and Hydro Quebec. | valence_8k-061212.htm |
| 2012-05-23 | 8-K | 2012-05-23 | 2.02 Results of Operations and Financial Condition | 2.02 On May 23, 2012, Valence Technology, Inc. issued a press release reporting its financial results for the fiscal fourth quarter and full year ended March 31, 2012. | valence_8k-052312.htm |
| 2012-05-03 | 8-K | 2012-04-30 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | valence_8k-050312.htm |
| 2012-02-08 | 8-K | 2012-02-08 | 2.02 Results of Operations and Financial Condition | 2.02 On February 8, 2012, Valence Technology, Inc. issued a press release reporting its financial results for the fiscal third quarter ended December 31, 2011. | vlnc_8k-020812.htm |
| 2012-01-18 | 8-K | 2012-01-13 | 3.02 Unregistered Sales of Equity Securities | 3.02 On January 13, 2012, Berg & Berg Enterprises, LLC (“Berg & Berg”) purchased 2,078,068 shares of Valence Technology, Inc. (the “Company”) common stock at a price per share of $0.97, the closing bid price of the Company’s common stock on the purchase date. | vlnc_8k-011312.htm |