VALENCE TECHNOLOGY INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-30: Reporting owner BERG CARL E; Form 4; Security COMMON STOCK WARRANTS (RIGHT TO BUY); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-30 | BERG CARL E Director, 10% Owner | 4 | COMMON STOCK WARRANTS (RIGHT TO BUY) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,402,743 133,672 owned after | $3.21 exercise price | 2008-10-03 |