UWHARRIE CAPITAL CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-09-15: Federal exemption Rule 506(b); Types of securities offered Debt; Date of first sale 2021-09-03; Total offering amount $20,000,000.
- 2019-10-23: Federal exemption Rule 506(b); Types of securities offered Debt; Date of first sale 2019-09-30; Total offering amount $9,992,000.
- 2014-03-13: Federal exemption Rule 506(b); Types of securities offered Debt; Date of first sale 2014-02-27; Total offering amount $11,000,000.
- 2010-12-03: Federal exemption Rule 506; Types of securities offered Debt; Date of first sale 2010-11-23; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Rule 506(b) | Debt | 2021-09-03 | $20,000,000 | $20,000,000 | $0 | 31 |
| 2019-10-23 | Rule 506(b) | Debt | 2019-09-30 | $9,992,000 | $9,992,000 | $0 | 64 |
| 2014-03-13 | Rule 506(b) | Debt | 2014-02-27 | $11,000,000 | $2,663,000 | $8,337,000 | 18 |
| 2010-12-03 | Rule 506 | Debt | 2010-11-23 | $10,000,000 | $155,000 | $9,845,000 | 0 |