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UV FLU TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options

UV FLU TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-10-30: Reporting owner NELSEN ROGER; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2012-10-30: Reporting owner Mahowald Thomas J.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2012-10-30: Reporting owner Lennon John J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2012-10-30: Reporting owner ROSEN DENNIS; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-10-30NELSEN ROGER
Director, Officer (Secretary)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,200,000
1,200,000 owned after
$0.03
exercise price
2012-11-01
2012-10-30Mahowald Thomas J.
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+300,000
300,000 owned after
$0.03
exercise price
2012-11-01
2012-10-30Lennon John J
Director, Officer (President and CFO), 10% Owner
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,000,000
2,000,000 owned after
$0.03
exercise price
2012-11-01
2012-10-30ROSEN DENNIS
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+500,000
500,000 owned after
$0.03
exercise price
2012-11-01