US HOME SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 88 rows, 88 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-26: Reporting owner GROSS STEVEN L; Form 4; Security Incentive Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-26: Reporting owner GROSS STEVEN L; Form 4; Security Incentive Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-26: Reporting owner GROSS STEVEN L; Form 4; Security Incentive Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-26: Reporting owner Griner Richard W.; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-26 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $9.78 | 2012-10-29 | |
| 2012-10-26 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,333 0 owned after | $9.99 | 2012-10-29 | |
| 2012-10-26 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,518 0 owned after | $7.92 | 2012-10-29 | |
| 2012-10-26 | Griner Richard W. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $7.37 | 2012-10-29 | |
| 2012-10-26 | Griner Richard W. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.40 | 2012-10-29 | |
| 2012-10-26 | JOBE LARRY A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $7.37 | 2012-10-29 | |
| 2012-10-26 | JOBE LARRY A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.40 | 2012-10-29 | |
| 2012-10-26 | MURPHY KENNETH W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $10.65 | 2012-10-29 | |
| 2012-10-26 | MURPHY KENNETH W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $9.74 | 2012-10-29 | |
| 2012-10-26 | MURPHY KENNETH W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $9.22 | 2012-10-29 | |
| 2012-10-26 | MURPHY KENNETH W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $7.37 | 2012-10-29 | |
| 2012-10-26 | MURPHY KENNETH W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.40 | 2012-10-29 | |
| 2012-10-26 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $9.78 | 2012-10-29 | |
| 2012-10-26 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,666 0 owned after | $9.99 | 2012-10-29 | |
| 2012-10-26 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $7.92 | 2012-10-29 | |
| 2012-10-26 | BUCHHOLZ DON A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $10.65 | 2012-10-29 | |
| 2012-10-26 | BUCHHOLZ DON A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $9.74 | 2012-10-29 | |
| 2012-10-26 | BUCHHOLZ DON A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $9.22 | 2012-10-29 | |
| 2012-10-26 | BUCHHOLZ DON A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $7.37 | 2012-10-29 | |
| 2012-10-26 | BUCHHOLZ DON A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.40 | 2012-10-29 | |
| 2012-10-26 | GOODNER RICHARD B Officer (VP-Legal Affairs & Gen Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.01 | 2012-10-29 | |
| 2012-10-26 | GOODNER RICHARD B Officer (VP-Legal Affairs & Gen Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $9.99 | 2012-10-29 | |
| 2012-10-26 | GROSS MURRAY H Director, Officer (President and CEO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $9.99 | 2012-10-29 | |
| 2012-06-15 | JOBE LARRY A Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $9.10 exercise price | 2012-06-18 | |
| 2012-06-15 | BUCHHOLZ DON A Director | 4 | Non-Employee Director Stock Option Derivative · Indirect · See Note 2. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 10,000 owned after | $9.10 exercise price | 2012-06-18 | |
| 2012-06-15 | Griner Richard W. Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $9.10 exercise price | 2012-06-18 | |
| 2012-06-15 | MURPHY KENNETH W Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 10,000 owned after | $9.10 exercise price | 2012-06-18 | |
| 2012-05-24 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 14,083 owned after | $2.51 exercise price | 2012-05-25 | |
| 2012-05-24 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,732 12,351 owned after | $4.58 exercise price | 2012-05-25 | |
| 2012-04-05 | Griner Richard W. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $3.28 exercise price | 2012-04-05 | |
| 2012-02-15 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 31,000 owned after | $1.85 exercise price | 2012-02-16 | |
| 2012-02-15 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 23,500 owned after | $2.72 exercise price | 2012-02-16 | |
| 2012-02-15 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 20,166 owned after | $2.51 exercise price | 2012-02-16 | |
| 2012-02-15 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 17,416 owned after | $4.58 exercise price | 2012-02-16 | |
| 2012-02-01 | GOODNER RICHARD B Officer (VP-Legal Affairs & Gen Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $1.85 exercise price | 2012-02-02 | |
| 2012-02-01 | GOODNER RICHARD B Officer (VP-Legal Affairs & Gen Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 34,000 owned after | $2.51 exercise price | 2012-02-02 | |
| 2012-01-25 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 32,500 owned after | $1.85 exercise price | 2012-01-27 | |
| 2012-01-25 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 25,000 owned after | $2.72 exercise price | 2012-01-27 | |
| 2012-01-25 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 21,666 owned after | $2.51 exercise price | 2012-01-27 | |
| 2012-01-23 | JOBE LARRY A Director | 4 | Non-Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $3.28 exercise price | 2012-01-24 | |
| 2011-12-28 | GROSS MURRAY H Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,334 owned after | $2.51 exercise price | 2011-12-30 | |
| 2011-12-27 | GROSS MURRAY H Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 3,334 owned after | $1.85 exercise price | 2011-12-29 | |
| 2011-11-28 | Griner Richard W. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $2.76 exercise price | 2011-11-30 | |
| 2011-06-07 | JOBE LARRY A Director | 4 | Non-Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $2.76 exercise price | 2011-06-08 | |
| 2011-06-07 | JOBE LARRY A Director | 4 | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $5.13 exercise price | 2011-06-08 | |
| 2011-06-07 | MURPHY KENNETH W Director | 4 | Non-Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 8,000 owned after | $5.13 exercise price | 2011-06-08 | |
| 2011-06-07 | BUCHHOLZ DON A Director | 4 | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 8,000 owned after | $5.13 exercise price | 2011-06-08 | |
| 2011-06-07 | Griner Richard W. Director | 4 | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 8,000 owned after | $5.13 exercise price | 2011-06-08 | |
| 2011-05-13 | Griner Richard W. Director | 4 | Non-Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $1.85 exercise price | 2011-08-09 | |
| 2011-03-28 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 47,500 owned after | $4.58 exercise price | 2011-03-31 | |
| 2011-03-28 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 67,532 owned after | $4.58 exercise price | 2011-03-31 | |
| 2011-03-25 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 35,000 owned after | $3.60 exercise price | 2011-03-28 | |
| 2011-01-10 | JOBE LARRY A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,000 4,000 owned after | $1.85 exercise price | 2011-01-13 | |
| 2010-12-22 | GROSS MURRAY H Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 50,000 owned after | $1.85 exercise price | 2010-12-27 | |
| 2010-06-17 | MURPHY KENNETH W Director | 4 | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $3.28 exercise price | 2010-06-21 | |
| 2010-06-17 | BUCHHOLZ DON A Director | 4 | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $3.28 exercise price | 2010-06-21 | |
| 2010-06-17 | JOBE LARRY A Director | 4/A | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $3.28 exercise price | 2010-06-21 | |
| 2010-06-17 | Griner Richard W. Director | 4/A | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $3.28 exercise price | 2010-06-21 | |
| 2010-06-17 | JOBE LARRY A Director | 4 | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 57,144 owned after | $3.28 exercise price | 2010-06-18 | |
| 2010-06-17 | Griner Richard W. Director | 4/A | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,605 owned after | $3.28 exercise price | 2010-06-18 | |
| 2010-06-17 | Griner Richard W. Director | 4 | Non-Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.28 exercise price | 2010-06-18 | |
| 2010-03-15 | GROSS MURRAY H Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · See Footnote. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 554,883 owned after | $2.51 exercise price | 2010-03-17 | |
| 2010-03-15 | GOODNER RICHARD B Officer (VP Legal Affairs & Gen Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 40,000 owned after | $2.51 exercise price | 2010-03-17 | |
| 2010-03-15 | GROSS STEVEN L Officer (Executive VP & CMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · See footnote. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 56,532 owned after | $2.51 exercise price | 2010-03-16 | |
| 2010-03-15 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 60,000 owned after | $2.51 exercise price | 2010-03-16 | |
| 2009-08-10 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 50,000 owned after | $2.72 exercise price | 2009-08-13 | |
| 2009-08-10 | GROSS STEVEN L Officer (Executive VP Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · See footnote. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 46,532 owned after | $2.72 exercise price | 2009-08-13 | |
| 2009-06-05 | MURPHY KENNETH W Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $2.76 exercise price | 2009-06-09 | |
| 2009-06-05 | JOBE LARRY A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $2.76 exercise price | 2009-06-09 | |
| 2009-06-05 | Griner Richard W. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $2.76 exercise price | 2009-06-09 | |
| 2009-06-05 | BUCHHOLZ DON A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $2.76 exercise price | 2009-06-09 | |
| 2008-11-11 | BUCHHOLZ DON A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | JOBE LARRY A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | MURPHY KENNETH W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | Griner Richard W. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | GOODNER RICHARD B Officer (VP Legal Affairs & Gen Counsel) | 4 | Employee Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 30,000 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | DEFRONZO ROBERT A Officer (CFO, Secretary & Treasurer) | 4 | Employee Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 40,000 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | GROSS MURRAY H Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | BULGER PETER T Officer (President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 56,469 owned after | $1.85 exercise price | 2008-11-13 | |
| 2008-11-11 | GROSS STEVEN L Officer (Executive VP Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 36,532 owned after | $1.85 exercise price | 2008-11-13 | |
| 2007-05-22 | GOODNER RICHARD B Officer (VP-Legal Affairs & Gen Cousel) | 4 | Employee Stock Option Derivative · Indirect · See Footnote 2. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $7.49 exercise price | 2007-05-23 | |
| 2007-05-17 | GROSS MURRAY H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $5.31 exercise price | 2007-05-17 | |
| 2006-04-06 | GROSS STEVEN L Officer (EXECUTIVE VP - MARKETING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Indirect · See | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $3.60 exercise price | 2006-04-10 | |
| 2006-04-06 | GROSS STEVEN L Officer (EXECUTIVE VP - MARKETING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,532 21,532 owned after | $8.36 exercise price | 2006-04-10 | |
| 2006-04-03 | BULGER PETER T Officer (EXECUTIVE VP AND COO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $3.60 exercise price | 2006-04-04 | |
| 2006-04-03 | BULGER PETER T Officer (EXECUTIVE VP AND COO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,469 31,469 owned after | $8.58 exercise price | 2006-04-04 | |
| 2006-03-29 | GROSS MURRAY H Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · See | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +68,181 20,000 owned after | $3.96 exercise price | 2006-03-30 | |
| 2006-03-28 | GROSS MURRAY H Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · See | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,819 88,181 owned after | $3.96 exercise price | 2006-03-29 |