US DATAWORKS INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-22: Form 8-K; Period of report 2009-12-18; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2009-11-16: Form 8-K; Period of report 2009-11-16; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2009-08-14: Form 8-K; Period of report 2009-08-14; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2009-08-13: Form 8-K; Period of report 2009-08-07; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-22 | 8-K | 2009-12-18 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 (a) On December 18, 2009, US Dataworks, Inc. (the “Company”) entered into Note Modification Agreements with the holders of an aggregate of $3,703,500 Senior Secured Notes, as amended by those certain Note Modification Agreements dated February 19, 2009, May 20, 2009 and June 26, 2009 (the “Refinance Notes”). 2.03 The information provided under Item 1.01 is incorporated herein by reference. | v169682_8k.htm |
| 2009-11-16 | 8-K | 2009-11-16 | 2.02 Results of Operations and Financial Condition | 2.02 The information in this Current Report is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that Section. | v166513_8k.htm |
| 2009-08-14 | 8-K | 2009-08-14 | 2.02 Results of Operations and Financial Condition | 2.02 The information in this Current Report is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that Section. | v157995_8k.htm |
| 2009-08-13 | 8-K | 2009-08-07 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 (a) On August 7, 2009, in connection with the appointment of Randall J. Frapart as Chief Financial Officer, US Dataworks, Inc. (the “Company”) entered into an engagement agreement with Mr. Frapart and Albeck Financial Services, Inc. (“Albeck”) pursuant to which Mr. Frapart will serve as the Company’s Chief Financial Officer (the “Agreement”). 2.03 The information provided under Item 1.01 is incorporated herein by reference. | v157577_8k.htm |
| 2009-08-04 | 8-K | 2009-07-29 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 (a) As previously reported in the Company’s Annual Report on Form 10-K for the fiscal year ended March 31, 2009, in partial consideration of certain loan amendments entered into on June 26, 2009, the Company agreed to issue to the lenders (Charles E. Ramey, the Company’s Chairman and CEO, and John L. Nicholson, an outside director of the Company) warrants to acquire 1,854,141 shares of the Company’s common stock at an exercise price of $0.43 per share, with such warrants to be subject to the additional provisions of written agreements to be negotiated between the Company and the lenders. 2.03 The information provided under Item 1.01 is incorporated herein by reference. 3.02 The information provided under Item 1.01 is incorporated herein by reference. 5.02 (c) As previously announced by the Company in a press release dated July 30, 2009, on July 29, 2009, the Board of Directors of the Company appointed Randall J. Frapart to serve as the Company’s Chief Financial Officer with such appointment to be effective as of July 15, 2009. | v156382_8k.htm |
| 2009-06-29 | 8-K | 2009-06-29 | 2.02 Results of Operations and Financial Condition | 2.02 The information in this Current Report is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that Section. | v153545_8k.htm |
| 2009-05-27 | 8-K | 2009-05-20 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 (a) On May 20, 2009, US Dataworks, Inc. (the “Company”) entered into Note Modification Agreements with the holders of an aggregate of $3,703,500 Senior Secured Notes due August 13, 2009, as amended by those certain Note Modification Agreements dated February 19, 2009 (the “Refinance Notes”). 2.03 The information provided under Item 1.01 is incorporated herein by reference. | v150904_8k.htm |
| 2009-04-23 | 8-K | 2009-04-20 | 1.01 Entry into a Material Definitive Agreement | 1.01 Each person serving as an outside director of the Company shall receive base compensation of $6,000 per calendar quarter, payable in cash (as a non-refundable retainer fee) on the first business day of each calendar quarter that such person is an outside director of the Company. | v147025_8k.htm |
| 2009-03-04 | 8-K/A | 2009-02-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) On February 19, 2009, the Board of Directors (the “Board”) of the Company (i) appointed Richard G. “Rick” Hicks to the Audit Committee and the Nominating and Corporate Governance Committee of the Board and (ii) appointed Anna Cheng Catalano to the Compensation Committee and the Nominating and Corporate Governance Committee of the Board. | v141877_8ka.htm |
| 2009-02-25 | 8-K | 2009-02-19 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 (a) On February 19, 2009, US Dataworks, Inc. (the “Company”) entered into Note Modification Agreements with the holders of an aggregate of $3,703,500 Senior Secured Notes due August 13, 2009 (the “Refinance Notes”). 2.03 The information provided under Item 1.01 is incorporated herein by reference. 5.02 (d) On February 19, 2009, the Board of Directors (the “Board”) of the Company increased the number of directors constituting the Board from seven (7) to nine (9) and correspondingly increased the number of Class I directors from two (2) to three (3) and the number of Class II directors from two (2) to three (3). 5.03 (a) On February 19, 2009, the Board amended the Amended and Restated Bylaws of the Company (the “Company Bylaws”) to clarify that the Board has the authority to set the size of the Board within the limits prescribed in the Company Bylaws. | v141199_8k.htm |
| 2009-02-17 | 8-K | 2009-02-17 | 2.02 Results of Operations and Financial Condition | 2.02 The information in this Current Report is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that Section. | v140389_8k.htm |