US DATAWORKS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-04-01: Reporting owner NICHOLSON JOHN L MD; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-04-01: Reporting owner RAMEY CHARLES E; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-02-09: Reporting owner NICHOLSON JOHN L MD; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-02-09: Reporting owner RAMEY CHARLES E; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-04-01 | NICHOLSON JOHN L MD Director | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +371,089 1,484,358 owned after | $0.43 | 2010-04-07 | |
| 2010-04-01 | RAMEY CHARLES E Director, Officer (Chief Executive Officer) | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,410 665,642 owned after | $0.43 | 2010-04-07 | |
| 2010-02-09 | NICHOLSON JOHN L MD Director | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,113,269 1,113,269 owned after | $0.43 | 2010-04-07 | |
| 2010-02-09 | RAMEY CHARLES E Director, Officer (Chief Executive Officer) | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +499,232 499,232 owned after | $0.43 | 2010-04-07 | |
| 2009-06-26 | RAMEY CHARLES E Director, Officer (Chief Executive Officer) | 4 | Warrant to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +354,141 354,141 owned after | $0.43 | 2009-07-01 | |
| 2009-06-26 | NICHOLSON JOHN L MD Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.43 | 2009-06-30 | |
| 2007-01-08 holding as of filing | Choe David 10% Owner | 3 | Warrant Derivative · Indirect · By Hyundai Syscomm Corp | Holding | $0.01 exercise price | 2007-01-08 | ||
| 2007-01-08 holding as of filing | Lee Samuel S 10% Owner | 3 | Warrant Derivative · Indirect · By Hyundai Syscomm Corp | Holding | $0.01 exercise price | 2007-01-08 | ||
| 2007-01-08 holding as of filing | Hyundai Syscomm Corp 10% Owner | 3 | Warrant Derivative · Direct | Holding | $0.01 exercise price | 2007-01-08 |