UNS ENERGY CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-28: Reporting owner Ruiz Joaquin; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-28: Reporting owner JOBE WARREN Y; Form 4; Security Dividend equivalent rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-28: Reporting owner HANDY KENNETH; Form 4; Security Dividend equivalent rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-28: Reporting owner FESSLER DANIEL W L; Form 4; Security Dividend equivalent rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-28 | Ruiz Joaquin Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 3,751 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | JOBE WARREN Y Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29 12,862 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | HANDY KENNETH Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 14,631 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | FESSLER DANIEL W L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 11,344 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | ELLIOTT ROBERT A Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 5,822 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | CARTER JOHN L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 9,802 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | BURLINGAME HAROLD W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 18,010 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | BILBY ELIZABETH T Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 16,075 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | BICKLE LARRY W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 16,347 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | BAUMANN BARBARA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 3,751 owned after | $0.00 | 2007-12-31 | |
| 2007-12-28 | ALDRICH LAWRENCE J Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23 14,043 owned after | $0.00 | 2007-12-31 | |
| 2007-09-28 | Ruiz Joaquin Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 3,733 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | JOBE WARREN Y Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 12,833 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | HANDY KENNETH Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34 12,912 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | FESSLER DANIEL W L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 11,386 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | ELLIOTT ROBERT A Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 5,807 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | CARTER JOHN L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23 15,781 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | BURLINGAME HAROLD W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 17,978 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | BILBY ELIZABETH T Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28 16,049 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | BICKLE LARRY W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 16,330 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | BAUMANN BARBARA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 3,733 owned after | $0.00 | 2007-10-02 | |
| 2007-09-28 | ALDRICH LAWRENCE J Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 14,020 owned after | $0.00 | 2007-10-02 | |
| 2007-06-15 | ALDRICH LAWRENCE J Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 13,995 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | BICKLE LARRY W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 16,312 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | BILBY ELIZABETH T Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23 16,021 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | BAUMANN BARBARA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 3,714 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | BURLINGAME HAROLD W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28 17,945 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | CARTER JOHN L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 15,758 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | ELLIOTT ROBERT A Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 5,790 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | FESSLER DANIEL W L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 6,522 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | HANDY KENNETH Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29 12,878 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | JOBE WARREN Y Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 12,802 owned after | $0.00 | 2007-06-19 | |
| 2007-06-15 | Ruiz Joaquin Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 3,714 owned after | $0.00 | 2007-06-19 | |
| 2007-03-14 | Ruiz Joaquin Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 2,520 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | JOBE WARREN Y Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 12,004 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | HANDY KENNETH Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 12,077 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | FESSLER DANIEL W L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 5,447 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | ELLIOTT ROBERT A Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 5,004 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | CARTER JOHN L Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 16,166 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | BURLINGAME HAROLD W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 17,145 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | BAUMANN BARBARA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 2,520 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | BILBY ELIZABETH T Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 16,425 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | BICKLE LARRY W Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 15,524 owned after | $0.00 | 2007-03-16 | |
| 2007-03-14 | ALDRICH LAWRENCE J Director | 4 | Dividend equivalent rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12 13,202 owned after | $0.00 | 2007-03-16 |