UNRIVALED BRANDS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 87 rows, 87 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-01-25: Reporting owner Nahass Michael; Form 4; Security Series A Preferred; Transaction S Open market or private sale of non-derivative or derivative security.
- 2018-08-29: Reporting owner Nahass Michael; Form 4; Security Series A Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-21: Reporting owner Nahass Michael; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2017-08-21: Reporting owner JAMES MICHAEL C; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-01-25 | Nahass Michael Other (Former Director/Officer) | 4 | Series A Preferred Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4 0 owned after | $775,000.00 | 2021-01-27 | |
| 2018-08-29 | Nahass Michael Director, Officer (Pres., COO, Sec. and Treas.) | 4 | Series A Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 4 owned after | $2.00 | 2018-08-31 | |
| 2017-08-21 | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,078,590 0 owned after | $0.00 | 2017-08-24 | |
| 2017-08-21 | JAMES MICHAEL C Officer (Chief Financial Officer) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,185,724 0 owned after | $0.00 | 2017-08-24 | |
| 2017-08-21 | VandeVrede Ken Director, Officer (Chief Operating Officer) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,659,500 0 owned after | $0.00 | 2017-08-24 | |
| 2017-08-21 | Peterson Derek Director, Officer (Chief Executive Officer) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,503,590 0 owned after | $0.00 | 2017-08-24 | |
| 2017-08-21 | Almsteier Amy Director | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,975,000 0 owned after | $0.00 | 2017-08-24 | |
| 2017-06-20 | Peterson Derek Director, Officer (Chief Executive Officer) | 4 | Series B Preferred Stock Derivative · Direct | G Bona fide gift | −92,862 2,503,590 owned after | $0.00 | 2017-06-22 | |
| 2017-06-20 | Nahass Michael Director, Officer (Secretary and Treasurer) | 4 | Series B Preferred Stock Derivative · Direct | G Bona fide gift | −92,862 6,078,590 owned after | $0.00 | 2017-06-22 | |
| 2017-06-20 | JAMES MICHAEL C Director, Officer (Chief Financial Officer) | 4 | Series B Preferred Stock Derivative · Direct | G Bona fide gift | +185,724 2,185,724 owned after | $0.00 | 2017-06-22 | |
| 2017-04-01 | Peterson Derek Director, Officer (Chief Executive Officer) | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −513,652 2,596,452 owned after | $0.00 | 2017-06-22 | |
| 2017-04-01 | Nahass Michael Director, Officer (Secretary and Treasurer) | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −513,652 6,171,452 owned after | $0.00 | 2017-06-22 | |
| 2017-01-06 | JAMES MICHAEL C Officer (Chief Financial Officer) | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +600,000 2,000,000 owned after | $0.00 | 2017-01-12 | |
| 2016-09-27 | Nahass Michael Director, Officer (Treasurer) | 4/A | Series B Preferred Stock Derivative · Direct | G Bona fide gift | +2,860,104 6,685,104 owned after | $0.00 | 2016-10-21 | |
| 2016-09-27 | Nahass Michael Director, Officer (Treasurer) | 4 | Series B Preferred Stock Derivative · Direct | G Bona fide gift | −2,860,104 6,685,104 owned after | $0.00 | 2016-10-21 | |
| 2016-09-27 | Peterson Derek Director, Officer (Chief Executive Officer) | 4 | Series B Preferred Stock Derivative · Direct | G Bona fide gift | −2,860,104 3,110,114 owned after | $0.00 | 2016-10-21 | |
| 2016-09-23 | JAMES MICHAEL C Officer (Chief Financial Officer) | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +151,162 1,151,162 owned after | $0.00 | 2016-09-28 | |
| 2016-09-23 | JAMES MICHAEL C Officer (Chief Financial Officer) | 4 | Series Z Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +134 134 owned after | $0.00 | 2016-09-28 | |
| 2016-07-08 holding as of filing | Peterson Derek Director, Officer (Chief Executive Officer) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 250,000 owned after | no price filed | 2016-07-08 | |
| 2016-07-08 holding as of filing | Almsteier Amy Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,575,000 owned after | no price filed | 2016-07-08 | |
| 2016-04-21 holding as of filing | Almsteier Amy Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,575,000 owned after | no price filed | 2016-04-21 | |
| 2015-10-22 holding as of filing | VandeVrede Ken Officer (COO) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2015-10-22 | |
| 2015-10-01 holding as of filing | JAMES MICHAEL C Officer (CFO) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 5,384,326 owned after | no price filed | 2015-10-01 | |
| 2015-09-03 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,575,000 owned after | no price filed | 2015-09-03 | |
| 2015-08-24 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,575,000 owned after | no price filed | 2015-08-24 | |
| 2015-07-24 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,575,000 owned after | no price filed | 2015-07-24 | |
| 2015-07-24 holding as of filing | Peterson Derek Director, Officer (President and CEO) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 250,000 owned after | no price filed | 2015-07-24 | |
| 2015-07-24 holding as of filing | VandeVrede Ken Director, Officer (COO) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 1,759,500 owned after | no price filed | 2015-07-24 | |
| 2015-07-24 holding as of filing | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,825,000 owned after | no price filed | 2015-07-24 | |
| 2015-07-24 holding as of filing | VandeVrede Mike Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 1,759,500 owned after | no price filed | 2015-07-24 | |
| 2015-07-24 holding as of filing | VandeVrede Steve Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 1,759,500 owned after | no price filed | 2015-07-24 | |
| 2015-07-21 | JAMES MICHAEL C Director, Officer (Chief Financial Officer) | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800,000 1,000,000 owned after | $0.00 | 2015-07-24 | |
| 2015-06-09 holding as of filing | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,825,000 owned after | no price filed | 2015-06-09 | |
| 2015-05-27 holding as of filing | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,825,000 owned after | no price filed | 2015-05-27 | |
| 2015-05-26 holding as of filing | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,825,000 owned after | no price filed | 2015-05-26 | |
| 2015-05-22 holding as of filing | VandeVrede Ken Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2015-05-22 | |
| 2015-05-21 holding as of filing | VandeVrede Steve Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2015-05-21 | |
| 2015-05-21 holding as of filing | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,825,000 owned after | no price filed | 2015-05-21 | |
| 2015-05-20 holding as of filing | VandeVrede Ken Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2015-05-20 | |
| 2015-05-20 holding as of filing | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,825,000 owned after | no price filed | 2015-05-20 | |
| 2015-04-24 holding as of filing | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,825,000 owned after | no price filed | 2015-04-24 | |
| 2014-12-23 | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +550,000 3,825,000 owned after | $0.00 | 2015-01-05 | |
| 2014-12-23 | JAMES MICHAEL C Officer (Chief Financial Officer) | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.00 | 2015-01-05 | |
| 2014-12-22 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,575,000 owned after | no price filed | 2014-12-22 | |
| 2014-12-22 holding as of filing | VandeVrede Steve Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2014-12-22 | |
| 2014-12-15 holding as of filing | VandeVrede Steve Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2014-12-15 | |
| 2014-12-15 holding as of filing | VandeVrede Ken Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2014-12-15 | |
| 2014-12-12 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | Holding | 3,575,000 owned after | no price filed | 2014-12-12 | |
| 2014-07-23 | Nahass Michael Director | 4 | Series B Preferred Stock Derivative · Direct | G Bona fide gift | +3,275,000 3,575,000 owned after | $0.00 | 2014-07-25 | |
| 2014-07-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | G Bona fide gift | −3,275,000 3,575,000 owned after | $0.00 | 2014-07-25 | |
| 2014-04-15 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | Holding | 6,706,000 owned after | no price filed | 2014-04-15 | |
| 2014-03-20 holding as of filing | VandeVrede Steve Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2014-03-20 | |
| 2014-03-20 holding as of filing | VandeVrede Ken Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2014-03-20 | |
| 2014-03-20 holding as of filing | VandeVrede Mike Director | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,473,721 owned after | no price filed | 2014-03-20 | |
| 2014-03-14 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer) | 4 | Series B Preferred Stock Derivative · Direct | Holding | 6,706,000 owned after | no price filed | 2014-03-14 | |
| 2014-02-10 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 3/A | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-10 | ||
| 2014-02-10 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 3/A | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-10 | ||
| 2013-05-10 holding as of filing | VandeVrede Dan 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-10 | ||
| 2013-05-07 holding as of filing | VandeVrede Steve Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-07 | ||
| 2013-05-07 holding as of filing | VandeVrede Mike Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-07 | ||
| 2013-05-07 holding as of filing | VandeVrede Ken Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-07 | ||
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,759,500 12,740,500 owned after | no price filed | 2014-07-24 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,759,500 10,981,000 owned after | no price filed | 2014-07-24 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,759,500 9,221,500 owned after | no price filed | 2014-07-24 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,759,500 7,462,000 owned after | no price filed | 2014-07-24 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −306,000 7,156,000 owned after | no price filed | 2014-07-24 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −306,000 6,850,000 owned after | no price filed | 2014-07-24 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 12,704,500 owned after | no price filed | 2014-02-10 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 10,909,000 owned after | no price filed | 2014-02-10 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 9,113,500 owned after | no price filed | 2014-02-10 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 7,318,000 owned after | no price filed | 2014-02-10 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −306,000 7,012,000 owned after | no price filed | 2014-02-10 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 4/A | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −306,000 6,706,000 owned after | no price filed | 2014-02-10 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary, Treasurer, Director), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 12,704,500 owned after | $0.00 | 2013-05-07 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary, Treasurer, Director), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 8,909,000 owned after | $0.00 | 2013-05-07 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary, Treasurer, Director), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 7,113,500 owned after | $0.00 | 2013-05-07 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary, Treasurer, Director), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,795,500 5,318,000 owned after | $0.00 | 2013-05-07 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary, Treasurer, Director), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −306,000 5,012,000 owned after | $0.00 | 2013-05-07 | |
| 2013-03-23 | Almsteier Amy Director, Officer (Secretary, Treasurer, Director), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −306,000 4,706,000 owned after | $0.00 | 2013-05-07 | |
| 2012-05-01 holding as of filing | Peterson Derek Director, Officer (President and CEO) | 3/A | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 | ||
| 2012-05-01 holding as of filing | Peterson Derek Director, Officer (President and CEO) | 3/A | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 | ||
| 2012-05-01 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 3/A | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 | ||
| 2012-05-01 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 3/A | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 | ||
| 2012-05-01 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 | ||
| 2012-05-01 holding as of filing | Almsteier Amy Director, Officer (Secretary and Treasurer), 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 | ||
| 2012-05-01 holding as of filing | Peterson Derek Director, Officer (President and CEO) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 | ||
| 2012-05-01 holding as of filing | Peterson Derek Director, Officer (President and CEO) | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2012-05-01 |