UNRIVALED BRANDS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-11-30: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; Date of first sale 2021-11-22; Total offering amount $2,500,000.
- 2021-02-04: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; Date of first sale 2021-01-22; Total offering amount $3,500,000.
- 2015-07-01: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-06-10; Total offering amount $2,055,000.
- 2015-03-13: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-02-27; Total offering amount $3,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | Rule 506(b) | Equity; Debt | 2021-11-22 | $2,500,000 | $2,500,000 | $0 | 1 |
| 2021-02-04 | Rule 506(b) | Equity; Debt | 2021-01-22 | $3,500,000 | $3,500,000 | $0 | 8 |
| 2015-07-01 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-06-10 | $2,055,000 | $2,055,000 | $0 | 3 |
| 2015-03-13 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-02-27 | $3,000,000 | $0 | $3,000,000 | 2 |
| 2014-01-07 | Rule 506(c) | Equity; OptionToAcquire; SecurityToBeAcquired; common stock | 2013-10-24 | $636,520 | $636,520 | $0 | 15 |
| 2013-04-29 | Rule 506 | OptionToAcquire; SecurityToBeAcquired; common stock | 2013-03-22 | $1,800,000 | $1,075,000 | $725,000 | 3 |