Universal Biosensors, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-01-02: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-12-19; Total offering amount $4,972,095.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2013-12-19 | $4,972,095 | $985,095 | $3,987,000 | 2 |