Unity Biotechnology, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-06-23: Reporting owner Samuels Camille D; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-23: Reporting owner BERNS PAUL L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-23: Reporting owner O'Neill Gilmore Neil; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-23: Reporting owner Roberts Margo R; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-06-23 | Samuels Camille D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.25 exercise price | 2023-06-26 | |
| 2023-06-23 | BERNS PAUL L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.25 exercise price | 2023-06-26 | |
| 2023-06-23 | O'Neill Gilmore Neil Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.25 exercise price | 2023-06-26 | |
| 2023-06-23 | Roberts Margo R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.25 exercise price | 2023-06-26 | |
| 2023-06-23 | Samar Michael P. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.25 exercise price | 2023-06-26 | |
| 2023-06-23 | Leonard Keith R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.25 exercise price | 2023-06-26 | |
| 2023-06-23 | David Nathaniel E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.25 exercise price | 2023-06-26 | |
| 2023-05-11 | Sullivan Lynne Marie Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.77 | 2023-05-12 | |
| 2023-05-11 | Sullivan Lynne Marie Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $99.60 exercise price | 2023-05-12 | |
| 2023-05-11 | Sullivan Lynne Marie Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Sullivan Lynne Marie Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,333 0 owned after | $41.80 exercise price | 2023-05-12 | |
| 2023-05-11 | Sullivan Lynne Marie Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,333 12,333 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Sullivan Lynne Marie Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $10.60 exercise price | 2023-05-12 | |
| 2023-05-11 | Sullivan Lynne Marie Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Nguyen Alexander Hieu Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.77 | 2023-05-12 | |
| 2023-05-11 | Nguyen Alexander Hieu Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,083 0 owned after | $41.80 exercise price | 2023-05-12 | |
| 2023-05-11 | Nguyen Alexander Hieu Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,083 2,083 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Nguyen Alexander Hieu Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,332 0 owned after | $10.60 exercise price | 2023-05-12 | |
| 2023-05-11 | Nguyen Alexander Hieu Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,332 18,332 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $2.77 | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,999 0 owned after | $29.40 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,999 24,999 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $59.75 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,000 0 owned after | $41.80 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $2.77 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,666 0 owned after | $10.60 exercise price | 2023-05-12 | |
| 2023-05-11 | Ghosh Anirvan Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,666 56,666 owned after | $2.77 exercise price | 2023-05-12 |