UNITED SECURITY BANCSHARES Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-19: Reporting owner Tkacz Brian; Form 4/A; Security UBFO COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-19: Reporting owner Tkacz Brian; Form 4; Security UBFO COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-19: Reporting owner Mahmood Nabeel; Form 4; Security UBFO COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-19: Reporting owner Mahmood Nabeel; Form 4; Security UBFO COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-19 | Tkacz Brian Director | 4/A | UBFO COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $11.05 | 2018-03-08 | |
| 2017-12-19 | Tkacz Brian Director | 4 | UBFO COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $11.05 | 2017-12-20 | |
| 2017-12-19 | Mahmood Nabeel Director | 4 | UBFO COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $11.05 | 2017-12-20 | |
| 2017-12-19 | Mahmood Nabeel Director | 4 | UBFO COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $11.05 | 2017-12-20 | |
| 2014-08-06 | SHUPE RICHARD B Officer (SVP/CFO) | 4 | 2005 PLAN Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,922 5,981 owned after | $3.97 | 2014-08-07 | |
| 2013-04-26 | MILLER KARL L Officer (SVP & CCO) | 4 | COMMON STOCK Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +5,202 20,812 owned after | $2.36 | 2013-04-26 | |
| 2006-11-28 | CAVALLA STANLEY J Director | 4 | Common Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +2,000 488,098 owned after | $8.50 | 2006-11-28 | |
| 2006-07-21 | BRAA RHODLEE Officer (SVP and CCO) | 4 | Common Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +30,000 0 owned after | $5.67 | 2006-07-21 |