Unit Corporation Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-21: Reporting owner ADCOCK J MICHAEL; Form 4; Security 2003 Non Employee Director Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-20: Reporting owner Cromling John; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-20: Reporting owner Cromling John; Form 4; Security 2003 Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-24: Reporting owner Guidry Brad; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-21 | ADCOCK J MICHAEL Director | 4 | 2003 Non Employee Director Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $20.46 exercise price | 2007-06-22 | |
| 2007-06-20 | Cromling John Officer (Executive Vice President, UDC) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 1,000 owned after | $19.04 exercise price | 2007-06-21 | |
| 2007-06-20 | Cromling John Officer (Executive Vice President, UDC) | 4 | 2003 Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 1,400 owned after | $22.95 exercise price | 2007-06-21 | |
| 2007-05-24 | Guidry Brad Officer (Senior Vice President, UPC) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $16.69 exercise price | 2007-06-01 | |
| 2007-05-14 | COOK DON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $6.90 exercise price | 2007-05-15 | |
| 2007-05-03 | WILLIAMS JOHN H Director | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-05-03 | Sullivan Robert J Jr Director | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-05-03 | NIKKEL JOHN G Director, Officer (Chief Executive Officer) | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-05-03 | MORGAN WILLIAM B Director | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-05-03 | KIRCHNER KING P Director | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-05-03 | COOK DON Director | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-05-03 | CHRISTOPHER GARY R Director | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-05-03 | ADCOCK J MICHAEL Director | 4 | 2007 Non-Employee Director Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $57.63 | 2007-05-04 | |
| 2007-02-27 holding as of filing | Parks Robert Officer (Manager, Superior Pipeline) | 3 | 2004 Employee Stock Option Derivative · Direct | Holding | $37.83 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Guidry Brad Officer (Senior Vice President, UPC) | 3 | 2003 Employee Stock Option Derivative · Direct | Holding | $22.95 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Guidry Brad Officer (Senior Vice President, UPC) | 3 | 2004 Employee Stock Option Derivative · Direct | Holding | $37.83 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Guidry Brad Officer (Senior Vice President, UPC) | 3 | 2005 Employee Stock Option (right to buy) Derivative · Direct | Holding | $37.69 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Guidry Brad Officer (Senior Vice President, UPC) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $16.69 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Guidry Brad Officer (Senior Vice President, UPC) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.04 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Cromling John Officer (Executive Vice President, UDC) | 3 | 2003 Employee Stock Option Derivative · Direct | Holding | $22.95 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Cromling John Officer (Executive Vice President, UDC) | 3 | 2004 Employee Stock Option Derivative · Direct | Holding | $37.83 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Cromling John Officer (Executive Vice President, UDC) | 3 | 2005 Employee Stock Option (right to buy) Derivative · Direct | Holding | $37.69 exercise price | 2007-02-27 | ||
| 2007-02-27 holding as of filing | Cromling John Officer (Executive Vice President, UDC) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.04 exercise price | 2007-02-27 |