Unilife Corp Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-01-03: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2016-12-20; Total offering amount $5,000,000.
- 2016-11-07: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2016-10-24; Total offering amount $10,600,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Rule 506(b) | Debt; OptionToAcquire | 2016-12-20 | $5,000,000 | $5,000,000 | $0 | 1 |
| 2016-11-07 | Rule 506(b) | Debt; OptionToAcquire | 2016-10-24 | $10,600,000 | $10,600,000 | $0 | 1 |