UNIGENE LABORATORIES INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-04-22: Federal exemption Rule 506; Types of securities offered Debt; Issuance of senior secured convertible notes convertible into shares of Unigene's common stock under certain circumstances. Full conversion is subject to Unigene amending its charter to increase the number of shares which Unigene is authorized to issue.; Date of first sale 2013-04-08; Total offering amount $750,000.
- 2012-10-09: Federal exemption Rule 506; Types of securities offered Debt; Issuance of senior secured convertible notes convertible into shares of Unigene's common stock under certain circumstances. Full conversion is subject to Unigene amending its charter to increase the number of shares which Unigene is authorized to issue.; Date of first sale 2012-09-21; Total offering amount $7,500,000.
- 2010-03-29: Federal exemption Rule 506; Types of securities offered Debt; Issuance of senior secured convertible notes convertible into shares of Unigene's common stock, under certain circumstances. Full conversion is subject to Unigene amending its charter to increase the number of shares which Unigene is authorized to issue.; Date of first sale 2010-03-17; Total offering amount $36,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-04-22 | Rule 506 | Debt; Issuance of senior secured convertible notes convertible into shares of Unigene's common stock under certain circumstances. Full conversion is subject to Unigene amending its charter to increase the number of shares which Unigene is authorized to issue. | 2013-04-08 | $750,000 | $750,000 | $0 | 1 |
| 2012-10-09 | Rule 506 | Debt; Issuance of senior secured convertible notes convertible into shares of Unigene's common stock under certain circumstances. Full conversion is subject to Unigene amending its charter to increase the number of shares which Unigene is authorized to issue. | 2012-09-21 | $7,500,000 | $4,000,000 | $3,500,000 | 4 |
| 2010-03-29 | Rule 506 | Debt; Issuance of senior secured convertible notes convertible into shares of Unigene's common stock, under certain circumstances. Full conversion is subject to Unigene amending its charter to increase the number of shares which Unigene is authorized to issue. | 2010-03-17 | $36,000,000 | $33,000,000 | $3,000,000 | 1 |