Uni-Pixel Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-04-27: Reporting owner BROGGI ROBERT MCGOVERN; Form 4; Security No securities beneficially owned; Transaction Holding.
- 2009-04-07: Reporting owner Calaba Victor Frank; Form 4; Security No Securities Beneficially Owned; Transaction Holding.
- 2007-03-19: Reporting owner Calaba Victor Frank; Form 3; Security No Securities Beneficially Owned; Transaction Holding.
- 2007-03-19: Reporting owner BROGGI ROBERT MCGOVERN; Form 3; Security No Securities Beneficially Owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-04-27 holding as of filing | BROGGI ROBERT MCGOVERN Other (No longer Director) | 4 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-04-27 | |
| 2009-04-07 holding as of filing | Calaba Victor Frank Director | 4 | No Securities Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-04-07 | |
| 2007-03-19 holding as of filing | Calaba Victor Frank Director | 3 | No Securities Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-03-19 | |
| 2007-03-19 holding as of filing | BROGGI ROBERT MCGOVERN Director | 3 | No Securities Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-03-19 |