UMAX GROUP CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-02-08: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-05-05; Total offering amount $5,000,000.
- 2016-10-19: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale 2016-05-05; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-02-08 | Rule 506(b) | Equity | 2016-05-05 | $5,000,000 | $377,300 | $4,622,700 | 13 |
| 2016-10-19 | Rule 506(c) | Equity | 2016-05-05 | $5,000,000 | $225,000 | $4,775,000 | 11 |