TW TELECOM INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows, 63 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-31: Reporting owner STUART JILL R; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-31: Reporting owner PETERS MARK A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-31: Reporting owner JONES PAUL B; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-31: Reporting owner HERDA LARISSA; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2011-01-14 | |
| 2010-12-31 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $0.00 | 2011-01-14 | |
| 2010-12-31 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2011-01-14 | |
| 2010-12-31 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,125 0 owned after | $0.00 | 2011-01-14 | |
| 2010-12-31 | BLOUNT JOHN Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $0.00 | 2011-01-14 | |
| 2009-12-31 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,125 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | BLOUNT JOHN Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.00 | 2010-01-04 | |
| 2009-12-31 | BLOUNT JOHN Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $0.00 | 2010-01-04 | |
| 2009-01-28 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,300 0 owned after | $0.00 | 2009-01-30 | |
| 2009-01-28 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,250 0 owned after | $0.00 | 2009-01-30 | |
| 2009-01-28 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,300 0 owned after | $0.00 | 2009-01-30 | |
| 2009-01-28 | BLOUNT JOHN Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,250 0 owned after | $0.00 | 2009-01-30 | |
| 2009-01-28 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,875 0 owned after | $0.00 | 2009-01-30 | |
| 2008-12-31 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2009-03-18 | |
| 2008-12-31 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 37,500 owned after | $0.00 | 2009-03-18 | |
| 2008-12-31 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2009-03-18 | |
| 2008-12-31 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,125 56,250 owned after | $0.00 | 2009-03-18 | |
| 2008-12-31 | BLOUNT JOHN Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 37,500 owned after | $0.00 | 2009-03-18 | |
| 2008-01-30 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $0.00 | 2009-03-18 | |
| 2008-01-30 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $0.00 | 2009-03-18 | |
| 2008-01-30 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.00 | 2009-03-18 | |
| 2008-01-30 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $0.00 | 2009-03-18 | |
| 2008-01-30 | BLOUNT JOHN Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.00 | 2009-03-18 | |
| 2008-01-30 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −37,500 37,500 owned after | $0.00 | 2008-02-01 | |
| 2008-01-30 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −20,000 20,000 owned after | $0.00 | 2008-02-01 | |
| 2008-01-30 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,500 12,500 owned after | $0.00 | 2008-02-01 | |
| 2008-01-30 | BLOUNT JOHN Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −50,000 50,000 owned after | $0.00 | 2008-02-01 | |
| 2008-01-30 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2008-02-01 | |
| 2007-12-31 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $0.00 | 2009-03-18 | |
| 2007-12-31 | PETERS MARK A Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 56,250 owned after | $0.00 | 2009-03-18 | |
| 2007-12-31 | JONES PAUL B Officer (EVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $0.00 | 2009-03-18 | |
| 2007-12-31 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,125 84,375 owned after | $0.00 | 2009-03-18 | |
| 2007-12-31 | BLOUNT JOHN Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 56,250 owned after | $0.00 | 2009-03-18 | |
| 2007-01-25 | STUART JILL R Officer (SVP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | STUART JILL R Officer (SVP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | PETERS MARK A Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | PETERS MARK A Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | JONES PAUL B Officer (SVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | JONES PAUL B Officer (SVP, Gen. Counsel, Reg Policy) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | BLOUNT JOHN Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2007-01-29 | |
| 2007-01-25 | BLOUNT JOHN Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2007-01-29 | |
| 2006-08-09 | SACERDOTE GEORGE S Director | 4 | Restricted Stock Unit Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $0.00 | 2006-08-09 | |
| 2006-08-09 | Advance Communication Corp. | NEWHOUSE BROADCASTING CORP 10% Owner | 10% Owner | 4 | Restricted Stock Units representing Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,500 6,624,436 owned after | $0.00 | 2006-08-09 | |
| 2006-08-09 | Advance Communication Corp. | NEWHOUSE BROADCASTING CORP 10% Owner | 10% Owner | 4 | Restricted Stock Units representing Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,500 6,622,829 owned after | $0.00 | 2006-08-09 | |
| 2006-02-13 | STUART JILL R Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | GASKINS ROBERT Officer (SVP - Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | RICH JULIE Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | ROULEAU MICHAEL Officer (SVP, Marketing) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | HERNANDEZ MARK Officer (SVP, Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | JONES PAUL B Officer (SVP, Regulatory Policy) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | PETERS MARK A Officer (SVP, Treasurer and Acting CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | BLOUNT JOHN Officer (EVP - Field Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | HEMMER CATHERINE Officer (EVP, Corporate Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,500 27,500 owned after | $0.00 | 2006-02-15 | |
| 2006-02-13 | HERDA LARISSA Director, Officer (Chairman, CEO, President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2006-02-15 |