TRINITY CAPITAL CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-06-10: Reporting owner WELLS STEVE W; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-06-12: Reporting owner WELLS STEVE W; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-18: Reporting owner ENLOE WILLIAM C; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-18: Reporting owner WELLS STEVE W; Form 4; Security Stock Appreciation Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-06-10 | WELLS STEVE W Director, Officer (Secretary) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $20.00 | 2009-06-10 | |
| 2008-06-12 | WELLS STEVE W Director, Officer (Secretary) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $20.00 | 2008-06-12 | |
| 2007-12-18 | ENLOE WILLIAM C Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $25.00 exercise price | 2007-12-20 | |
| 2007-12-18 | WELLS STEVE W Director, Officer (President, CAO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $25.00 exercise price | 2007-12-20 | |
| 2007-12-18 | BARTHOLOMEW DANIEL R. Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $25.00 exercise price | 2007-12-20 | |
| 2007-01-16 | ENLOE WILLIAM C Director, Officer (CEO and President) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $28.75 exercise price | 2007-01-18 | |
| 2007-01-16 | WELLS STEVE W Director, Officer (Secretary) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $28.75 exercise price | 2007-01-18 | |
| 2007-01-16 | BARTHOLOMEW DANIEL Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $28.75 exercise price | 2007-01-18 | |
| 2006-01-01 | ENLOE WILLIAM C Director, Officer (CEO and President) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $28.00 exercise price | 2007-01-18 | |
| 2006-01-01 | WELLS STEVE W Director, Officer (Secretary) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $28.00 exercise price | 2007-01-18 | |
| 2006-01-01 | BARTHOLOMEW DANIEL Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $28.00 exercise price | 2007-01-18 |