TRILLIUM THERAPEUTICS INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-17: Reporting owner Walker Paul Edward; Form 4; Security Series II Non-Voting Convertible First Preferred Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-11-17: Reporting owner Walker Paul Edward; Form 4; Security Warrant to Purchase Series II Preferred Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-01-04: Reporting owner Walker Paul Edward; Form 3; Security Series II Non-Voting Convertible First Preferred Shares; Transaction Holding.
- 2021-01-04: Reporting owner Walker Paul Edward; Form 3; Security Warrant to Purchase Series II Preferred Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | Walker Paul Edward Director | 4 | Series II Non-Voting Convertible First Preferred Shares Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750,000 0 owned after | $0.00 | 2021-11-19 | |
| 2021-11-17 | Walker Paul Edward Director | 4 | Warrant to Purchase Series II Preferred Shares Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,400,000 0 owned after | $0.96 exercise price | 2021-11-19 | |
| 2021-01-04 holding as of filing | Walker Paul Edward Director | 3 | Series II Non-Voting Convertible First Preferred Shares Derivative · Indirect · (m) | Holding | no price filed | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Walker Paul Edward Director | 3 | Warrant to Purchase Series II Preferred Shares Derivative · Indirect · (m) | Holding | $0.96 exercise price | 2021-01-04 |