TRICIDA, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-11-15: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-11-07; Total offering amount $57,559,996.
- 2016-07-25: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-07-12; Total offering amount $55,500,000.
- 2015-02-27: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-02-13; Total offering amount $30,250,000.
- 2014-01-30: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2013-12-18; Total offering amount $13,164,243.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Rule 506(b) | Equity | 2017-11-07 | $57,559,996 | $57,559,996 | $0 | 13 |
| 2016-07-25 | Rule 506(b) | Equity | 2016-07-12 | $55,500,000 | $23,908,857 | $31,591,143 | 6 |
| 2015-02-27 | Rule 506(b) | Equity | 2015-02-13 | $30,250,000 | $17,141,667 | $13,108,333 | 4 |
| 2014-01-30 | Rule 506(b) | Equity | 2013-12-18 | $13,164,243 | $4,514,244 | $8,649,999 | 3 |