Tri Pointe Homes, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows, 56 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-03-13: Reporting owner MITCHELL THOMAS J.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-03-03: Reporting owner GILBERT STEVEN J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-12-01: Reporting owner MITCHELL THOMAS J.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-08-27: Reporting owner BAUER DOUGLAS F.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-03-13 | MITCHELL THOMAS J. Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,533 0 owned after | $16.17 exercise price | 2024-03-13 | |
| 2023-03-03 | GILBERT STEVEN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,699 0 owned after | $19.95 exercise price | 2023-03-06 | |
| 2022-12-01 | MITCHELL THOMAS J. Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −94,067 0 owned after | $17.00 exercise price | 2022-12-01 | |
| 2021-08-27 | BAUER DOUGLAS F. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,416 0 owned after | $17.00 exercise price | 2021-08-31 | |
| 2021-08-27 | BAUER DOUGLAS F. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,854 0 owned after | $16.17 exercise price | 2021-08-31 | |
| 2021-08-26 | BAUER DOUGLAS F. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 6,416 owned after | $17.00 exercise price | 2021-08-26 | |
| 2021-08-25 | BAUER DOUGLAS F. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −76,308 6,916 owned after | $17.00 exercise price | 2021-08-26 | |
| 2021-08-12 | BAUER DOUGLAS F. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,843 83,224 owned after | $17.00 exercise price | 2021-08-16 | |
| 2015-06-02 | Krivanec Ken Officer (President of Quadrant Homes) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,883 5,884 owned after | $9.68 exercise price | 2015-06-04 | |
| 2015-06-02 | Krivanec Ken Officer (President of Quadrant Homes) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,805 0 owned after | $11.45 exercise price | 2015-06-04 | |
| 2014-11-18 | Shapiro Alan Edward Officer (President of Winchester Homes) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,767 0 owned after | $11.33 exercise price | 2014-11-19 | |
| 2014-09-15 holding as of filing | Bauer Douglas F. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 52,854 owned after | $16.17 exercise price | 2014-09-15 | |
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.33 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $12.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.40 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.16 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.51 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.01 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.67 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.47 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Shapiro Alan Edward Officer (President of Winchester Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.29 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Warren Andrew P. Officer (President of Maracay Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.01 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Warren Andrew P. Officer (President of Maracay Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Warren Andrew P. Officer (President of Maracay Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.67 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Warren Andrew P. Officer (President of Maracay Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.47 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Warren Andrew P. Officer (President of Maracay Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.29 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Holder Floyd Will Officer (President of Trendmaker Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.33 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Holder Floyd Will Officer (President of Trendmaker Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $12.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Holder Floyd Will Officer (President of Trendmaker Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.40 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Holder Floyd Will Officer (President of Trendmaker Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Holder Floyd Will Officer (President of Trendmaker Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.67 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Holder Floyd Will Officer (President of Trendmaker Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.47 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Holder Floyd Will Officer (President of Trendmaker Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.29 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Lash Jon E. Officer (Exec. Vice President and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.40 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Lash Jon E. Officer (Exec. Vice President and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.16 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Lash Jon E. Officer (Exec. Vice President and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Lash Jon E. Officer (Exec. Vice President and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.67 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Lash Jon E. Officer (Exec. Vice President and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.47 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Lash Jon E. Officer (Exec. Vice President and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.29 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Dolim Anthony P. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Dolim Anthony P. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.67 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Dolim Anthony P. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.47 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Dolim Anthony P. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.29 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Krivanec Ken Officer (President of Quadrant Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.40 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Krivanec Ken Officer (President of Quadrant Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.45 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Krivanec Ken Officer (President of Quadrant Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.67 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Krivanec Ken Officer (President of Quadrant Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.47 exercise price | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Krivanec Ken Officer (President of Quadrant Homes) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.29 exercise price | 2014-07-17 | ||
| 2014-04-07 | MITCHELL THOMAS J Officer (President, COO, Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,533 51,533 owned after | $16.17 exercise price | 2014-04-10 | |
| 2014-04-07 | GRUBBS MICHAEL D Officer (CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,211 50,211 owned after | $16.17 exercise price | 2014-04-09 | |
| 2014-04-07 | Bauer Douglas F. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,854 52,854 owned after | $16.17 exercise price | 2014-04-09 | |
| 2013-03-21 | GILBERT STEVEN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,699 3,699 owned after | $19.95 | 2013-03-22 | |
| 2013-01-30 | GRUBBS MICHAEL D Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,067 94,067 owned after | $17.00 exercise price | 2013-02-01 | |
| 2013-01-30 | Bauer Douglas F. Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,067 94,067 owned after | $17.00 exercise price | 2013-02-01 | |
| 2013-01-30 | MITCHELL THOMAS J Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,067 94,067 owned after | $17.00 exercise price | 2013-02-01 |