TREX WIND-DOWN, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-10-11: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-10-03; Total offering amount Indefinite.
- 2016-10-07: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-09-25; Total offering amount $930,000.
- 2015-03-19: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; Date of first sale 2014-01-03; Total offering amount $508,468.
- 2015-03-19: Federal exemption Rule 505; Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-09-03; Total offering amount $134,332.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-10-11 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-10-03 | Indefinite | $0 | Indefinite | 2 |
| 2016-10-07 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2016-09-25 | $930,000 | $930,000 | $0 | 5 |
| 2015-03-19 | Rule 506(b) | Equity; Debt | 2014-01-03 | $508,468 | $508,468 | $0 | 1 |
| 2015-03-19 | Rule 505 | Equity; OptionToAcquire | 2014-09-03 | $134,332 | $134,332 | $0 | 16 |
| 2015-03-19 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-04-11 | $18,621,799 | $7,869,775 | $10,752,024 | 51 |
| 2015-03-18 | Rule 506(b) | Debt; SecurityToBeAcquired | 2012-08-19 | $1,750,000 | $1,750,000 | $0 | 25 |
| 2014-04-18 | Rule 506(b) | Equity; OptionToAcquire | 2014-04-11 | $6,000,000 | $1,500,000 | $4,500,000 | 2 |