TREVENA, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-05: Reporting owner BARRETT M JAMES | NEA Partners 12, Limited Partnership | KERINS PATRICK J | KOLLURI KRISHNA KITTU | BARRIS PETER J | BASKETT FOREST | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA 12 GP, LLC | DRANT RYAN D; Form 4; Security Series B-1 Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-02-05: Reporting owner Polaris Venture Partners Special Founders' Fund V, L.P. | Polaris Venture Partners Entrepreneurs' Fund V, L.P. | Flint Jonathan A | Polaris Venture Management Co. V, L.L.C. | Polaris Venture Partners V, L.P. | Polaris Venture Partners Founders' Fund V, L.P. | MCGUIRE TERRANCE; Form 4; Security Series B-1 Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-05 | BARRETT M JAMES | NEA Partners 12, Limited Partnership | KERINS PATRICK J | KOLLURI KRISHNA KITTU | BARRIS PETER J | BASKETT FOREST | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA 12 GP, LLC | DRANT RYAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −487,143 1,462,857 owned after | $1.13 | 2014-02-07 | |
| 2014-02-05 | Polaris Venture Partners Special Founders' Fund V, L.P. | Polaris Venture Partners Entrepreneurs' Fund V, L.P. | Flint Jonathan A | Polaris Venture Management Co. V, L.L.C. | Polaris Venture Partners V, L.P. | Polaris Venture Partners Founders' Fund V, L.P. | MCGUIRE TERRANCE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −487,132 62,868 owned after | $1.13 | 2014-02-07 |