TRC COMPANIES INC /DE/ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-01: Reporting owner KELLOGG PETER R; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-12-01: Reporting owner KELLOGG PETER R; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2009-06-01: Reporting owner KELLOGG PETER R; Form 4; Security SERIES A CONVERTIBLE PREFERRED STOCK; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-06-01: Reporting owner KELLOGG PETER R; Form 4; Security SERIES A CONVERTIBLE PREFERRED STOCK; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-01 | KELLOGG PETER R 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −2,326 0 owned after | $2,150.00 exercise price | 2014-07-03 | |
| 2010-12-01 | KELLOGG PETER R 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −465 0 owned after | $2,150.00 exercise price | 2014-07-03 | |
| 2009-06-01 | KELLOGG PETER R 10% Owner | 4 | SERIES A CONVERTIBLE PREFERRED STOCK Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +2,326 3,875,029 owned after | $2.15 | 2009-06-03 | |
| 2009-06-01 | KELLOGG PETER R 10% Owner | 4 | SERIES A CONVERTIBLE PREFERRED STOCK Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +465 2,484,916 owned after | $2.15 | 2009-06-03 |