TRANSATLANTIC PETROLEUM LTD. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-31: Reporting owner Fite Jonathon; Form 4; Security Series A Preferred Shares; Transaction S Open market or private sale of non-derivative or derivative security.
- 2019-12-31: Reporting owner Mitchell Noah Malone III; Form 4; Security Series A Preferred Shares; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-12-31: Reporting owner Mitchell Noah Malone III; Form 4; Security Series A Preferred Shares; Transaction Holding.
- 2019-12-16: Reporting owner Mitchell Noah Malone III; Form 4; Security Series A Preferred Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Fite Jonathon Director | 4 | Series A Preferred Shares Derivative · Indirect · By KMF Investments Partners, LP | S Open market or private sale of non-derivative or derivative security | −2,000 67,000 owned after | $50.00 | 2019-12-31 | |
| 2019-12-31 | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Preferred Shares Derivative · Indirect · By Longfellow Energy, LP | P Open market or private purchase of non-derivative or derivative security | +2,000 533,000 owned after | $50.00 | 2019-12-31 | |
| 2019-12-31 holding as of filing | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Preferred Shares Derivative · Indirect · By Dalea Partners, LP | Holding | 42,000 owned after | no price filed | 2019-12-31 | |
| 2019-12-16 holding as of filing | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Preferred Shares Derivative · Indirect · By Dalea Partners, LP | Holding | 42,000 owned after | no price filed | 2019-12-16 | |
| 2019-12-12 | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Preferred Shares Derivative · Indirect · By Longfellow Energy, LP | P Open market or private purchase of non-derivative or derivative security | +326,000 531,000 owned after | no price filed | 2019-12-16 | |
| 2019-12-12 | Nokomis Capital, L.L.C. | Hendrickson Brett 10% Owner | 10% Owner | 4 | 12% Series A Convertible Redeemable Preferred Shares Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −326,000 0 owned after | no price filed | 2019-12-16 | |
| 2019-01-08 holding as of filing | Nokomis Capital, L.L.C. | Hendrickson Brett 10% Owner | 10% Owner | 3 | 12% Series A Convertible Redeemable Preferred Shares Derivative · Indirect · See Footnote | Holding | no price filed | 2019-01-08 | ||
| 2017-11-17 holding as of filing | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · By Dalea Partners, LP | Holding | 42,000 owned after | no price filed | 2017-11-17 | |
| 2017-11-15 | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · By Longfellow Energy, LP | P Open market or private purchase of non-derivative or derivative security | +205,000 205,000 owned after | $50.00 | 2017-11-17 | |
| 2017-01-05 holding as of filing | West Family Investments, Inc. | WEST MARY E | West Investment Holdings, LLC | West Gary Other (See Footnote 21) | Other | 10% Owner | Other (See Footnote 21) | 3/A | Series A Convertible Preferred Shares Derivative · Indirect · See Footnote 20 | Holding | no price filed | 2017-01-05 | ||
| 2016-12-16 holding as of filing | West Family Investments, Inc. | 3 | Series A Convertible Preferred Shares Derivative · Indirect · See Footnote 20 | Holding | no price filed | 2016-12-16 | ||
| 2016-12-15 holding as of filing | Rochman Randy Director | 3 | Series A Convertible Preferred Shares Derivative · Direct | Holding | $1.09 exercise price | 2016-12-15 | ||
| 2016-12-15 holding as of filing | Fite Jonathon Director | 3 | Series A Convertible Redeemable Preferred Shares Derivative · Indirect · By KMF Investments Partners, LP | Holding | $1.09 exercise price | 2016-12-15 | ||
| 2016-11-04 | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · By Dalea Partners, LP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,000 41,000 owned after | $1.09 exercise price | 2016-11-08 | |
| 2016-11-04 | Mitchell Noah Malone III Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · By Dalea Partners, LP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 42,000 owned after | $50.00 | 2016-11-08 |