TRANS WORLD CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-04-30: Reporting owner Brodsky Michael; Form 4; Security Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-04-30: Reporting owner VALUE PARTNERS LTD /TX/ | EWING & PARTNERS | EWING TIMOTHY G | EWING ASSET MANAGEMENT LLC; Form 4; Security Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-04-30: Reporting owner LE HUNG D; Form 4; Security Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-04-30: Reporting owner RAMADAN RAMI S; Form 4; Security Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-04-30 | Brodsky Michael Director | 4 | Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.21 | 2018-05-01 | |
| 2018-04-30 | VALUE PARTNERS LTD /TX/ | EWING & PARTNERS | EWING TIMOTHY G | EWING ASSET MANAGEMENT LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Options Derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.21 | 2018-05-01 | |
| 2018-04-30 | LE HUNG D Officer (CFO) | 4 | Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $0.55 | 2018-05-01 | |
| 2018-04-30 | RAMADAN RAMI S Director, Officer (CEO) | 4 | Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $0.59 | 2018-05-01 | |
| 2018-04-30 | RAMADAN RAMI S Director, Officer (CEO) | 4 | Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.39 | 2018-05-01 | |
| 2018-04-30 | Batzer Max Director | 4 | Stock Option (right to purchase) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.21 | 2018-04-30 | |
| 2018-04-30 | Goldberg David Edward Director | 4 | Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.21 | 2018-04-30 | |
| 2018-04-30 | Bennett Patrick John SR Director | 4 | Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.21 | 2018-04-30 | |
| 2016-06-02 | LE HUNG D Officer (CFO) | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 122,834 owned after | $3.50 | 2016-08-10 | |
| 2016-06-02 | LE HUNG D Officer (CFO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $3.50 | 2016-06-06 | |
| 2016-04-04 holding as of filing | LE HUNG D Officer (CFO) | 3 | Options Derivative · Direct | Holding | $3.50 exercise price | 2016-04-04 | ||
| 2016-01-29 | RAMADAN RAMI S Officer (CEO) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75,000 350,000 owned after | $2.59 | 2016-02-01 | |
| 2015-04-16 holding as of filing | Goldberg David Edward Director | 3 | Options Derivative · Direct | Holding | $2.75 exercise price | 2015-04-16 | ||
| 2015-04-16 holding as of filing | Brodsky Michael Director | 3 | Options Derivative · Direct | Holding | $2.75 exercise price | 2015-04-16 | ||
| 2015-04-15 | EWING TIMOTHY G Director, 10% Owner | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 3,357,910 owned after | $2.75 | 2015-05-11 | |
| 2015-04-15 | Batzer Max Director | 4/A | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.75 exercise price | 2015-04-16 | |
| 2015-04-15 | STERRETT MALCOLM M B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 41,727 owned after | $2.75 | 2015-04-16 | |
| 2015-04-15 | Bennett Patrick John SR Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 17,180 owned after | $2.75 | 2015-04-16 | |
| 2015-04-06 | Batzer Max Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 0 owned after | $2.77 exercise price | 2015-04-08 | |
| 2014-11-11 | RAMADAN RAMI S Officer (CEO/CFO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 275,000 owned after | $3.20 | 2014-11-12 | |
| 2007-02-04 | RAMADAN RAMI S Director, Officer (CEO, CFO & President) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 229,500 owned after | $3.75 | 2007-02-05 | |
| 2006-03-31 | HEURTEMATTE JULIO E JR Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 1,142 owned after | $2.90 | 2006-04-03 | |
| 2006-03-31 | BAKER GEOFFREY B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 1,102 owned after | $2.90 | 2006-04-03 | |
| 2005-12-31 | BAKER GEOFFREY B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 1,077 owned after | $2.00 | 2006-01-04 | |
| 2005-12-30 | RAMADAN RAMI S Officer (CEO) | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 183,000 owned after | $2.88 | 2006-03-20 | |
| 2005-12-30 | RAMADAN RAMI S Officer (CEO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 40,500 owned after | $2.80 | 2006-01-04 | |
| 2005-12-30 | STERRETT MALCOLM M B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 1,117 owned after | $2.00 | 2006-01-04 | |
| 2005-12-30 | HEURTEMATTE JULIO E JR Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 1,117 owned after | $2.00 | 2006-01-04 |