TRANS-LUX CORPORATION Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-11-10: Federal exemption Rule 506; Types of securities offered Equity; Units consisting of Preferred Stock and Warrants; Date of first sale 2011-10-07; Total offering amount $8,330,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-11-10 | Rule 506 | Equity; Units consisting of Preferred Stock and Warrants | 2011-10-07 | $8,330,000 | $3,880,000 | $4,450,000 | 78 |