TRAILBLAZER RESOURCES INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 91 rows, 91 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-18: Reporting owner FAIRCHILD SAMUEL W; Form 4; Security Warrants; Transaction Holding.
- 2013-06-18: Reporting owner FAIRCHILD SAMUEL W; Form 4; Security Warrants; Transaction Holding.
- 2013-06-18: Reporting owner FAIRCHILD SAMUEL W; Form 4; Security Warrants; Transaction Holding.
- 2013-04-02: Reporting owner FAIRCHILD SAMUEL W; Form 4; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-18 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 25,631 owned after | $1.50 exercise price | 2013-06-18 | |
| 2013-06-18 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 7,318 owned after | $1.50 exercise price | 2013-06-18 | |
| 2013-06-18 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 451 owned after | $1.50 exercise price | 2013-06-18 | |
| 2013-04-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 25,631 owned after | $1.50 exercise price | 2013-04-02 | |
| 2013-04-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 7,318 owned after | $1.50 exercise price | 2013-04-02 | |
| 2013-04-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 451 owned after | $1.50 exercise price | 2013-04-02 | |
| 2013-04-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 25,631 owned after | $5.00 exercise price | 2013-04-02 | |
| 2013-04-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 7,318 owned after | $5.00 exercise price | 2013-04-02 | |
| 2013-04-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 451 owned after | $5.00 exercise price | 2013-04-02 | |
| 2012-04-09 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 25,631 owned after | $1.50 exercise price | 2012-04-09 | |
| 2012-04-09 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 7,318 owned after | $1.50 exercise price | 2012-04-09 | |
| 2012-04-09 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 451 owned after | $1.50 exercise price | 2012-04-09 | |
| 2011-11-30 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 25,631 owned after | $5.00 exercise price | 2011-11-30 | |
| 2011-11-30 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 7,318 owned after | $5.00 exercise price | 2011-11-30 | |
| 2011-11-30 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (President & Interim CFO) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | Holding | 451 owned after | $5.00 exercise price | 2011-11-30 | |
| 2010-09-29 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 8,000 owned after | $5.00 exercise price | 2010-09-29 | |
| 2010-06-25 holding as of filing | WERGIN DANIEL P Director | 4 | Warrants Derivative · Direct | Holding | 20,000 owned after | $5.00 exercise price | 2010-06-25 | |
| 2010-06-24 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 40,000 owned after | $5.00 exercise price | 2010-06-24 | |
| 2010-06-24 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 150,000 owned after | $5.00 exercise price | 2010-06-24 | |
| 2010-06-24 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Direct · (m) | Holding | 50,000 owned after | $5.00 exercise price | 2010-06-24 | |
| 2010-05-10 | MILLER JAMES FRANKLIN JR Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −30,685 0 owned after | $2.50 | 2010-05-12 | |
| 2010-05-10 | MILLER JAMES FRANKLIN JR Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −8,767 0 owned after | $2.50 | 2010-05-12 | |
| 2010-05-10 | MILLER JAMES FRANKLIN JR Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −548 0 owned after | $2.50 | 2010-05-12 | |
| 2010-05-10 | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,000 8,000 owned after | $2.50 | 2010-05-12 | |
| 2010-05-10 | WERGIN DANIEL P Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 20,000 owned after | $2.50 | 2010-05-12 | |
| 2010-02-12 holding as of filing | KLISMITH THOMAS J Director | 5 | Warrants Derivative · Indirect · (m) | Holding | 40,000 owned after | $5.00 exercise price | 2010-02-12 | |
| 2010-02-12 holding as of filing | KLISMITH THOMAS J Director | 5 | Warrants Derivative · Indirect · (m) | Holding | 150,000 owned after | $5.00 exercise price | 2010-02-12 | |
| 2010-02-12 holding as of filing | KLISMITH THOMAS J Director | 5 | Warrants Derivative · Direct · (m) | Holding | 50,000 owned after | $5.00 exercise price | 2010-02-12 | |
| 2010-01-22 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2010-01-22 | |
| 2010-01-05 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2010-01-05 | |
| 2009-12-30 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2009-12-30 | |
| 2009-12-07 | MILLER JAMES FRANKLIN JR Director | 5 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −40,000 0 owned after | $5.00 exercise price | 2010-02-11 | |
| 2009-12-07 | MILLER JAMES FRANKLIN JR Director | 5 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +30,685 30,685 owned after | $5.00 exercise price | 2010-02-11 | |
| 2009-12-07 | MILLER JAMES FRANKLIN JR Director | 5 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +8,767 8,767 owned after | $5.00 exercise price | 2010-02-11 | |
| 2009-12-07 | MILLER JAMES FRANKLIN JR Director | 5 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +548 548 owned after | $5.00 exercise price | 2010-02-11 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 10,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 10,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 10,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 10,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 10,000 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-13 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | J Other acquisition or disposition (describe transaction) | −560,000 0 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-13 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | J Other acquisition or disposition (describe transaction) | −160,000 0 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-13 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-13 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | J Other acquisition or disposition (describe transaction) | +25,631 25,631 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-13 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | J Other acquisition or disposition (describe transaction) | +7,318 7,318 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-11-13 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Spouse and minor children | J Other acquisition or disposition (describe transaction) | +451 451 owned after | $5.00 exercise price | 2009-11-17 | |
| 2009-10-13 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2009-10-13 | |
| 2009-09-16 holding as of filing | MILLER JAMES FRANKLIN JR Director | 3 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | $5.00 exercise price | 2009-09-16 | ||
| 2009-07-21 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2009-07-21 | |
| 2009-07-21 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2009-07-21 | |
| 2009-06-24 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 40,000 owned after | $5.00 exercise price | 2009-06-24 | |
| 2009-06-24 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 150,000 owned after | $5.00 exercise price | 2009-06-24 | |
| 2009-06-24 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Direct · (m) | Holding | 50,000 owned after | $5.00 exercise price | 2009-06-24 | |
| 2009-06-24 holding as of filing | WERGIN DANIEL P Director | 4 | Warrants Derivative · Direct | Holding | 40,000 owned after | $5.00 exercise price | 2009-06-24 | |
| 2009-03-17 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2009-03-17 | |
| 2009-02-17 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4/A | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | WERGIN DANIEL P Director | 5 | Warrants Derivative · Direct | Holding | 40,000 owned after | $5.00 exercise price | 2009-02-17 | |
| 2009-02-05 holding as of filing | KEUNTJES JEFFREY S Officer (VP Finance) | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | $5.00 exercise price | 2009-02-05 | |
| 2009-01-06 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4/A | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4/A | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4/A | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 10,000 owned after | $5.00 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-01-06 | |
| 2009-01-05 holding as of filing | WERGIN DANIEL P Director | 4 | Warrants Derivative · Direct | Holding | 40,000 owned after | $5.00 exercise price | 2009-01-05 | |
| 2009-01-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2009-01-02 | |
| 2009-01-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 160,000 owned after | $5.00 exercise price | 2009-01-02 | |
| 2009-01-02 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 10,000 owned after | $5.00 exercise price | 2009-01-02 | |
| 2008-12-31 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 40,000 owned after | $5.00 exercise price | 2008-12-31 | |
| 2008-12-31 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 150,000 owned after | $5.00 exercise price | 2008-12-31 | |
| 2008-12-31 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Direct · (m) | Holding | 50,000 owned after | $5.00 exercise price | 2008-12-31 | |
| 2008-12-15 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $5.00 exercise price | 2009-01-06 | |
| 2008-11-20 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | 560,000 owned after | $5.00 exercise price | 2008-11-20 | |
| 2008-11-17 | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | P Open market or private purchase of non-derivative or derivative security | +160,000 160,000 owned after | $5.00 exercise price | 2008-11-20 | |
| 2008-11-14 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 150,000 owned after | $5.00 exercise price | 2008-11-14 | |
| 2008-11-14 holding as of filing | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Direct · (m) | Holding | 50,000 owned after | $5.00 exercise price | 2008-11-14 | |
| 2008-11-13 | KLISMITH THOMAS J Director | 4 | Warrants Derivative · Indirect · By F&R Property, LLC | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $5.00 exercise price | 2008-11-14 | |
| 2008-10-24 holding as of filing | WERGIN DANIEL P Director | 3 | Warrants Derivative · Direct | Holding | $5.00 exercise price | 2008-10-24 | ||
| 2008-10-23 holding as of filing | FAIRCHILD SAMUEL W Director, Officer (Chief Executive Officer) | 3 | Warrants Derivative · Indirect · By ECC Investment Partners, LLC | Holding | $5.00 exercise price | 2008-10-23 | ||
| 2008-10-23 holding as of filing | KLISMITH THOMAS J Director | 3 | Warrants Derivative · Direct · (m) | Holding | $5.00 exercise price | 2008-10-23 | ||
| 2008-10-23 holding as of filing | KLISMITH THOMAS J Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $5.00 exercise price | 2008-10-23 | ||
| 2008-10-23 holding as of filing | KEUNTJES JEFFREY S Officer (Controller) | 3 | Warrants Derivative · Direct | Holding | $5.00 exercise price | 2008-10-23 |