TPI Composites, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-01-07: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-12-29; Total offering amount $15,000,000.
- 2014-07-14: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-05-09; Total offering amount $7,420,000.
- 2014-05-15: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-05-09; Total offering amount $3,180,000.
- 2014-02-25: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-02-11; Total offering amount $15,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-01-07 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2014-12-29 | $15,000,000 | $10,000,000 | $5,000,000 | 5 |
| 2014-07-14 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-05-09 | $7,420,000 | $7,420,000 | $0 | 4 |
| 2014-05-15 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-05-09 | $3,180,000 | $3,180,000 | $0 | 3 |
| 2014-02-25 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2014-02-11 | $15,000,000 | $10,000,000 | $5,000,000 | 3 |