TOWER FINANCIAL CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-10-08: Federal exemption Rule 506; 46; Types of securities offered Equity; SecurityToBeAcquired; Convertible Series A Preferred Stock; Date of first sale 2009-09-25; Total offering amount $2,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-10-08 | Rule 506; 46 | Equity; SecurityToBeAcquired; Convertible Series A Preferred Stock | 2009-09-25 | $2,000,000 | $1,830,000 | $170,000 | 0 |