TOUGHBUILT INDUSTRIES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-11-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2022-11-17; Total offering amount $7,499,998.
- 2022-08-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2022-07-27; Total offering amount $20,000,000.
- 2022-02-23: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Date of first sale 2022-02-15; Total offering amount $5,000,000.
- 2019-09-03: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2019-08-20; Total offering amount $11,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-11-18 | Rule 506(b) | Equity; OptionToAcquire | 2022-11-17 | $7,499,998 | $7,499,998 | $0 | 4 |
| 2022-08-02 | Rule 506(b) | Equity; OptionToAcquire | 2022-07-27 | $20,000,000 | $20,000,000 | $0 | 4 |
| 2022-02-23 | Rule 506(b) | OptionToAcquire | 2022-02-15 | $5,000,000 | $5,000,000 | $0 | 5 |
| 2019-09-03 | Rule 506(b) | Debt; OptionToAcquire | 2019-08-20 | $11,500,000 | $11,500,000 | $0 | 1 |
| 2018-05-31 D/A | Rule 506(b) | Equity; OptionToAcquire | 2018-03-14 | $1,500,000 | $1,500,000 | $0 | 18 |
| 2018-03-15 | Rule 506(b) | Equity; OptionToAcquire | 2018-03-14 | $1,500,000 | $810,000 | $690,000 | 13 |
| 2016-10-05 | Rule 506(b) | Equity; Debt | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |
| 2016-07-06 | Rule 506(b) | Equity; OptionToAcquire; Units of Class B Convertible Preferred Stock and Warrants | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |