TOR MINERALS INTERNATIONAL INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-06-08: Federal exemption Rule 506; Types of securities offered Units consisting of an aggregate principal amount of $25,000 of 6% Convertible Subordination Debentures due May 1, 2016 and warrants to purchase common stock; Date of first sale 2009-05-04; Total offering amount $4,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-06-08 | Rule 506 | Units consisting of an aggregate principal amount of $25,000 of 6% Convertible Subordination Debentures due May 1, 2016 and warrants to purchase common stock | 2009-05-04 | $4,000,000 | $1,000,000 | $3,000,000 | 3 |