TopBuild Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-15: Reporting owner Peterson John S.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-15: Reporting owner Peterson John S.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-15: Reporting owner Peterson John S.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-18: Reporting owner Volas Gerald; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Peterson John S. Officer (Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,580 14,370 owned after | $27.10 exercise price | 2017-11-17 | |
| 2017-11-15 | Peterson John S. Officer (Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,352 17,408 owned after | $26.30 exercise price | 2017-11-17 | |
| 2017-11-15 | Peterson John S. Officer (Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,863 13,727 owned after | $26.30 exercise price | 2017-11-17 | |
| 2017-08-18 | Volas Gerald Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,922 0 owned after | $12.12 exercise price | 2017-08-22 | |
| 2017-08-18 | Volas Gerald Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,922 0 owned after | $13.31 exercise price | 2017-08-22 | |
| 2017-08-18 | Volas Gerald Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,961 20,942 owned after | $27.13 exercise price | 2017-08-22 | |
| 2017-08-18 | Volas Gerald Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,922 13,962 owned after | $21.15 exercise price | 2017-08-22 | |
| 2017-08-18 | Volas Gerald Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,961 13,961 owned after | $23.27 exercise price | 2017-08-22 | |
| 2017-02-21 | Volas Gerald Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,400 55,400 owned after | $38.39 exercise price | 2017-03-02 | |
| 2017-02-21 | Peterson John S. Officer (VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,240 15,240 owned after | $38.39 exercise price | 2017-03-02 | |
| 2017-02-21 | Friel Michelle A Officer (VP, Genl. Coun. & Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,420 9,420 owned after | $38.39 exercise price | 2017-03-02 | |
| 2017-02-21 | Joachimczyk Paul Officer (Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,540 5,540 owned after | $38.39 exercise price | 2017-03-02 | |
| 2017-02-21 | Buck Robert M Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,160 22,160 owned after | $38.39 exercise price | 2017-03-02 |