TNS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-07: Reporting owner Ray Low; Form 4; Security Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-04: Reporting owner Ray Low; Form 4; Security Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-04: Reporting owner Ray Low; Form 4; Security Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-25: Reporting owner SPONYOE JOHN V; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-07 | Ray Low Officer (President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,428 143,037 owned after | $12.39 | 2011-11-09 | |
| 2011-11-04 | Ray Low Officer (President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,572 180,842 owned after | $12.39 | 2011-11-08 | |
| 2011-11-04 | Ray Low Officer (President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,377 174,465 owned after | $19.60 | 2011-11-08 | |
| 2011-10-25 | SPONYOE JOHN V Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,718 18,421 owned after | $18.87 exercise price | 2011-10-27 | |
| 2011-10-25 | BENTON JOHN B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,718 17,479 owned after | $18.87 exercise price | 2011-10-27 | |
| 2011-10-25 | WHEELER THOMAS E Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,718 9,865 owned after | $18.87 exercise price | 2011-10-27 | |
| 2011-10-25 | Jay Ricks Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,718 17,479 owned after | $18.87 exercise price | 2011-10-27 | |
| 2011-10-25 | GRAHAM STEPHEN X Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,718 21,144 owned after | $18.87 exercise price | 2011-10-27 | |
| 2011-09-04 | KEEGAN MIKE Q Officer (Chief Operating Officer) | 4 | Options Derivative · Direct | E Expiration of short derivative position | −6,377 263,103 owned after | $19.60 exercise price | 2013-02-19 | |
| 2011-07-27 | SCHWARTZ ALAN R Officer (President, North American Sale) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,649 43,391 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | Dooley Daniel P. III Officer (President and GM, TSD) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,231 37,231 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | Neal David Officer (VP, Controller) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,516 24,079 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | Conway Craig Officer (Chief Technology Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,250 30,250 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | COLE MARK G Officer (EVP, Network Operations) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,450 77,478 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | McLaughlin James T Officer (EVP, General Counsel & Secreta) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,738 131,827 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | Randolph Dennis Officer (EVP, CFO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,759 138,472 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | KEEGAN MIKE Q Officer (Chief Operating Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 221,288 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | GRAHAM HENRY H Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 238,880 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | WHEELER THOMAS E Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,828 8,147 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | Jay Ricks Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,828 15,761 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | GRAHAM STEPHEN X Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,828 19,426 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | BENTON JOHN B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,828 15,761 owned after | $16.69 exercise price | 2011-08-15 | |
| 2011-07-27 | SPONYOE JOHN V Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,828 16,703 owned after | $16.69 exercise price | 2011-08-15 |