Titan Medical Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-03-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Unit offering; each Unit consists of one common share and one-half of one common share purchase warrant; each whole warrant exercisable at $3.00 for 24 months.; Date of first sale 2021-02-24; Total offering amount $4,941,300.
- 2021-03-09: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-02-24; Total offering amount $4,941,300.
- 2021-02-08: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-01-26; Total offering amount $864,450.
- 2020-05-20: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-05-06; Total offering amount $1,816,613.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-03-10 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Unit offering; each Unit consists of one common share and one-half of one common share purchase warrant; each whole warrant exercisable at $3.00 for 24 months. | 2021-02-24 | $4,941,300 | $3,040,800 | $1,900,500 | 4 |
| 2021-03-09 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-02-24 | $4,941,300 | $3,040,800 | $1,900,500 | 4 |
| 2021-02-08 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-01-26 | $864,450 | $525,450 | $339,000 | 3 |
| 2020-05-20 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2020-05-06 | $1,816,613 | $813,886 | $1,002,727 | 2 |
| 2017-11-02 | Rule 506(b) | Equity; Offering for common shares at $0.20 US per share. | 2017-10-30 | $325,000 | $325,000 | $0 | 6 |
| 2017-11-02 | Rule 506(b) | Equity; Offering for common shares at $0.20 US per share. | 2017-10-20 | $1,860,020 | $1,860,020 | $0 | 18 |
| 2014-05-01 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Unit = 1 common share and 1 common share purchase warrant | 2014-04-23 | $2,930,926 | $1,269,061 | $1,661,865 | 1 |
| 2012-03-28 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Offering was for subscription receipts, automatically convertible into 1 common share and 1 common share purchase warrant. Each whole warrant may be excercised at Cdn$1.77 for the purchase of 1 additional common share through 3/14/17 | 2012-03-14 | $4,604,470 | $2,119,740 | $2,484,730 | 1 |