Titan Energy, LLC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-25: Reporting owner Schumacher Mark D; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-11-01: Reporting owner Schumacher Mark D; Form 3/A; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2013-07-31: Reporting owner Atlas Energy, L.P.; Form 4; Security Class C Convertible Preferred Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-08-03: Reporting owner Riverstone/Carlyle Energy Partners IV, L.P. | R/C Energy IV TGP Holdings, L.P. | R/C Energy GP IV, LLC; Form 3; Security Preferred Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-25 | Schumacher Mark D Officer (Senior Vice President) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −14,153 0 owned after | $0.00 | 2015-07-28 | |
| 2013-11-01 holding as of filing | Schumacher Mark D Officer (COO) | 3/A | Series B Convertible Preferred Stock Derivative · Direct | Holding | $26.03 exercise price | 2013-11-01 | ||
| 2013-07-31 | Atlas Energy, L.P. 10% Owner | 4 | Class C Convertible Preferred Units Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,749,986 3,749,986 owned after | $23.10 | 2013-08-02 | |
| 2012-08-03 holding as of filing | Riverstone/Carlyle Energy Partners IV, L.P. | R/C Energy IV TGP Holdings, L.P. | R/C Energy GP IV, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Preferred Units Derivative · Indirect · See Footnote | Holding | $26.30 exercise price | 2012-08-03 |