TIME INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-01-31: Reporting owner Doty Leslie Dukker; Form 4; Security Performance Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-31: Reporting owner Moreno Erik I; Form 4; Security Performance Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-31: Reporting owner Wong Jennifer L.; Form 4; Security Performance Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-31: Reporting owner D'Emic Susana; Form 4; Security Performance Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-01-31 | Doty Leslie Dukker Officer (EVP, Consumer Marketing & Rev) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,682 0 owned after | no price filed | 2018-02-02 | |
| 2018-01-31 | Moreno Erik I Officer (EVP & Pres., Corp. Development) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,046 0 owned after | no price filed | 2018-02-02 | |
| 2018-01-31 | Wong Jennifer L. Officer (COO and President, Digital) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,728 0 owned after | no price filed | 2018-02-02 | |
| 2018-01-31 | D'Emic Susana Officer (EVP & Chief Financial Officer) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,046 0 owned after | no price filed | 2018-02-02 | |
| 2018-01-31 | Klein Lauren Ezrol Officer (EVP, GC & Corp Secretary) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,046 0 owned after | no price filed | 2018-02-02 | |
| 2018-01-31 | Giangrande Gregory Officer (EVP,CHRO&Chief Comm'ns Officer) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,728 0 owned after | no price filed | 2018-02-02 | |
| 2018-01-31 | Elders David B Officer (EVP, Chief Revenue Officer) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,364 0 owned after | no price filed | 2018-02-02 | |
| 2018-01-31 | Battista Richard Director, Officer (President & CEO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,819 0 owned after | no price filed | 2018-02-02 | |
| 2017-01-11 holding as of filing | Elders David B Officer (EVP, Chief Revenue Officer) | 3 | Performance Stock Units Derivative · Direct | Holding | no price filed | 2017-01-11 | ||
| 2016-12-12 | Murray Alan S Officer (Chief Content Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,727 22,727 owned after | $0.00 | 2016-12-14 | |
| 2016-11-07 | D'Emic Susana Officer (EVP & Chief Financial Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,727 34,091 owned after | $0.00 | 2016-11-08 | |
| 2016-10-17 | Giangrande Gregory Officer (EVP,CHRO&Chief Comm'ns Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,364 45,455 owned after | $0.00 | 2016-10-19 | |
| 2016-10-17 | Moreno Erik I Officer (EVP & Pres., Corp. Development) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,727 34,091 owned after | $0.00 | 2016-10-19 | |
| 2016-09-14 holding as of filing | Klein Lauren Ezrol Officer (EVP, GC & Corp Secretary) | 3 | Performance Stock Units Derivative · Direct | Holding | no price filed | 2016-09-14 | ||
| 2016-09-13 | Battista Richard Director, Officer (President & CEO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,182 113,637 owned after | $0.00 | 2016-09-15 | |
| 2016-07-01 | Doty Leslie Dukker Officer (EVP, Consumer Marketing & Rev) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,364 11,364 owned after | $0.00 | 2016-07-06 | |
| 2016-07-01 | Jacobs Lawrence A Officer (EVP, GC & Secretary) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,046 34,091 owned after | $0.00 | 2016-07-06 | |
| 2016-02-08 | D'Emic Susana Officer (SVP, Controller) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,364 11,364 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Wong Jennifer L. Officer (EVP, President of Digital) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,455 45,455 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Moreno Erik I Officer (EVP, Business Development) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,364 11,364 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Bodell Colin Officer (EVP & Chief Technology Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,727 22,727 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Giangrande Gregory Officer (EVP & Chief HR Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,091 34,091 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Jacobs Lawrence A Officer (EVP, GC & Secretary) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,045 17,045 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Ford Mark Officer (EVP, Advertising) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,455 45,455 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Battista Richard Officer (Executive Vice President) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,455 45,455 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Webster Evelyn Officer (EVP) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,455 45,455 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | Bairstow Jeffrey John Officer (EVP & CFO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,818 56,818 owned after | $0.00 | 2016-02-10 | |
| 2016-02-08 | RIPP JOSEPH A Director, Officer (Chairman & CEO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,636 113,636 owned after | $0.00 | 2016-02-10 |