TIFFANY & CO Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-11-29: Form 8-K; Period of report 2016-11-29; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2016-11-22: Form 8-K; Period of report 2016-11-22; Description 8.01 Other Events; Details 8.01.
- 2016-10-13: Form 8-K; Period of report 2016-10-13; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2016-09-13: Form 8-K; Period of report 2016-09-13; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-11-29 | 8-K | 2016-11-29 | 2.02 Results of Operations and Financial Condition | 2.02 On November 29, 2016, Registrant issued a news release announcing its unaudited earnings and results of operations for the third quarter ended October 31, 2016. | a8-k11292016.htm |
| 2016-11-22 | 8-K | 2016-11-22 | 8.01 Other Events | 8.01 In connection with the appointment of Mark J. Erceg as Registrant’s executive vice president and chief financial officer, effective October 18, 2016, the Compensation Committee of the Registrant’s Board of Directors made the following equity grants to him on November 16, 2016, each under the 2014 Tiffany & Co. Employee Incentive Plan, as amended and restated: (i) a special one-time grant of tranche-vesting restricted stock units, with a grant date fair value of $2,000,000, scheduled to vest ratably over three years, on each anniversary date of the grant; and (ii) a special one-time grant of stock options with a grant date fair value of $2,000,000, scheduled to vest ratably over three years, on each anniversary date of the grant. | a8-k11222016.htm |
| 2016-10-13 | 8-K | 2016-10-13 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 2.03. | a8-k10132016.htm |
| 2016-09-13 | 8-K | 2016-09-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 13, 2016, the Registrant announced that Mark Erceg will become its next executive vice president and chief financial officer, effective October 18, 2016. | a8-k0913016.htm |
| 2016-09-01 | 8-K | 2016-09-01 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information included in Item 1.01 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 2.03. | a8-k09012016.htm |
| 2016-08-25 | 8-K | 2016-08-25 | 2.02 Results of Operations and Financial Condition | 2.02 On August 25, 2016, Registrant issued a news release announcing its unaudited earnings and results of operations for the second quarter ended July 31, 2016. | a8-k08252016.htm |
| 2016-07-15 | 8-K | 2016-07-15 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On July 11, 2016, Registrant’s indirect, wholly owned subsidiary, Tiffany & Co. (Shanghai) Commercial Company Limited (“Tiffany-Shanghai”), entered into a three-year revolving bank credit agreement (the “Credit Agreement”) with Bank of America, N.A., Shanghai Branch and Mizuho Bank (China), Ltd. as Jointed Coordinators, Mandated Lead Arrangers and Bookrunners, Mizuho Bank (China), Ltd. as Facility Agent and Bank of America, N.A., Shanghai Branch, Mizuho Bank (China), Ltd., Australia and New Zealand Bank (China) Company Limited, Shanghai Branch, Bank of Tokyo-Mitsubishi UFJ (China), LTD., Shanghai Branch, JPMorgan Chase Bank (China) Company Limited, Shanghai Branch, and Sumitomo Mitsui Banking Corporation (China) Limited as original lenders. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 2.03. | a8-k07152016.htm |
| 2016-06-02 | 8-K | 2016-06-02 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On May 26, 2016, Registrant held its annual meeting of shareholders. 8.01 Registrant makes various grants and awards of restricted stock units and stock options to its directors pursuant to its Tiffany & Co. 2008 Directors Equity Compensation Plan (the “2008 Directors Equity Compensation Plan”). | a8-k2016votingresults.htm |
| 2016-05-26 | 8-K | 2016-05-26 | 8.01 Other Events | 8.01 On May 26, 2016, Registrant issued a news release announcing that its Board of Directors has declared a 12.5% increase in the quarterly dividend rate on its Common Stock. | a8-k05262016.htm |
| 2016-05-25 | 8-K | 2016-05-25 | 2.02 Results of Operations and Financial Condition | 2.02 On May 25, 2016, Registrant issued a news release announcing its unaudited earnings and results of operations for the first quarter ended April 30, 2016. | a8-k05252016.htm |
| 2016-05-19 | 8-K | 2016-05-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously announced by Tiffany & Co. (the “Company”) pursuant to its Current Report on Form 8-K filed on May 13, 2016, Ralph Nicoletti, Executive Vice President − Chief Financial Officer, has notified the Company that he intends to resign from his position effective May 20, 2016. | a8-k05192016.htm |
| 2016-05-13 | 8-K | 2016-05-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 10, 2016, Ralph Nicoletti, Executive Vice President − Chief Financial Officer of Tiffany & Co. (the “Company”), notified the Company that he intends to resign from his position, effective May 20, 2016, to accept a similar position at another company. | a8k5132016.htm |
| 2016-03-22 | 8-K | 2016-03-22 | 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics; 8.01 Other Events | 5.05 On March 17, 2016, Registrant’s Board of Directors adopted certain clarifying and other amendments to Registrant’s Code of Business and Ethical Conduct. 8.01 Registrant makes various grants and awards of cash, stock and stock units, and provides various benefits, to its directors, executive officers and other management employees pursuant to its 2014 Tiffany & Co. Employee Incentive Plan (the “2014 Employee Incentive Plan”) and pursuant to various retirement plans, formal agreements and informal agreements. | a8-k03222016.htm |
| 2016-03-18 | 8-K | 2016-03-18 | 2.02 Results of Operations and Financial Condition | 2.02 On March 18, 2016, Registrant issued a news release announcing its unaudited earnings and results of operations for the fourth quarter and full year ended January 31, 2016. | a8-k03182016.htm |
| 2016-01-21 | 8-K | 2016-01-21 | 8.01 Other Events | 8.01 At a meeting of the Board of Directors of the Registrant, held on January 21, 2016, the Board adopted revised Corporate Governance Principles for Registrant. | a8-k01212016.htm |
| 2016-01-19 | 8-K | 2016-01-19 | 7.01 Regulation FD Disclosure | 7.01 On January 19, 2016, Registrant issued a news release announcing its unaudited sales figures for the period from November 1 to December 31. | a8-k01192016.htm |