TIFFANY & CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-14: Reporting owner MARQUIS CHALES K; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-26: Reporting owner QUINN JAMES E; Form 4; Security Employee Stock Option (RIght to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-23: Reporting owner QUINN JAMES E; Form 4; Security Employee Stock Option (RIght to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-22: Reporting owner QUINN JAMES E; Form 4; Security Employee Stock Option (RIght to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-14 | MARQUIS CHALES K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,304 0 owned after | $2.11 exercise price | 2008-01-22 | |
| 2007-10-26 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.98 exercise price | 2007-10-26 | |
| 2007-10-23 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 10,000 owned after | $14.98 exercise price | 2007-10-24 | |
| 2007-10-22 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 45,000 owned after | $14.98 exercise price | 2007-10-23 | |
| 2007-10-19 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 55,000 owned after | $14.98 exercise price | 2007-10-22 | |
| 2007-10-18 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 65,000 owned after | $14.98 exercise price | 2007-10-18 | |
| 2007-10-17 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 75,000 owned after | $14.98 exercise price | 2007-10-17 | |
| 2007-10-16 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 85,000 owned after | $14.98 exercise price | 2007-10-17 | |
| 2007-10-15 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 120,000 owned after | $14.98 exercise price | 2007-10-16 | |
| 2007-10-12 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 130,000 owned after | $14.98 exercise price | 2007-10-16 | |
| 2007-10-11 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 140,000 owned after | $14.98 exercise price | 2007-10-11 | |
| 2007-10-09 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 150,000 owned after | $14.98 exercise price | 2007-10-10 | |
| 2007-10-02 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 175,000 owned after | $14.98 exercise price | 2007-10-03 | |
| 2007-09-18 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 200,000 owned after | $14.98 exercise price | 2007-09-25 | |
| 2007-09-18 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 25,000 owned after | $9.48 exercise price | 2007-09-20 | |
| 2007-09-18 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 225,000 owned after | $14.98 exercise price | 2007-09-19 | |
| 2007-09-18 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $25.85 exercise price | 2007-09-18 | |
| 2007-09-17 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $9.48 exercise price | 2007-09-18 | |
| 2007-09-17 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $14.98 exercise price | 2007-09-18 | |
| 2007-09-17 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $32.47 exercise price | 2007-09-18 | |
| 2007-09-06 | PRESBY J THOMAS Director | 4 | NQ Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $31.68 exercise price | 2007-09-07 | |
| 2007-09-04 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 275,000 owned after | $14.98 exercise price | 2007-09-06 | |
| 2007-09-04 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $9.45 exercise price | 2007-09-06 | |
| 2007-09-04 | FERNANDEZ JAMES N Officer (EXEC. VICE PRESIDENT AND CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,933 0 owned after | $14.98 exercise price | 2007-09-06 | |
| 2007-08-01 | FERNANDEZ JAMES N Officer (EXEC. VICE PRESIDENT AND CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,067 56,933 owned after | $14.98 exercise price | 2007-08-02 | |
| 2007-07-25 | FERNANDEZ JAMES N Officer (EXEC. VICE PRESIDENT AND CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 60,000 owned after | $14.98 exercise price | 2007-07-26 | |
| 2007-07-18 | FERNANDEZ JAMES N Officer (EXEC. VICE PRESIDENT AND CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 80,000 owned after | $14.98 exercise price | 2007-07-19 | |
| 2007-06-12 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $9.48 exercise price | 2007-06-12 | |
| 2007-06-04 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 10,000 owned after | $9.48 exercise price | 2007-06-05 | |
| 2007-05-18 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $30.10 exercise price | 2007-05-24 | |
| 2007-05-18 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,700 10,000 owned after | $30.10 exercise price | 2007-05-21 | |
| 2007-05-17 | COSTLEY GARY E Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $49.89 exercise price | 2007-05-17 | |
| 2007-05-10 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 14,700 owned after | $30.10 exercise price | 2007-05-11 | |
| 2007-05-08 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 60,000 owned after | $9.48 exercise price | 2007-05-09 | |
| 2007-04-12 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $25.85 exercise price | 2007-04-13 | |
| 2007-04-10 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (RIght to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 70,000 owned after | $9.48 exercise price | 2007-04-11 | |
| 2007-04-09 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $9.45 exercise price | 2007-04-11 | |
| 2007-04-03 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 5,000 owned after | $25.85 exercise price | 2007-04-05 | |
| 2007-03-28 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 18,000 owned after | $25.85 exercise price | 2007-03-30 | |
| 2007-03-28 | CANAVAN BETH O Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $14.98 exercise price | 2007-03-30 | |
| 2007-03-28 | CANAVAN BETH O Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,000 0 owned after | $25.85 exercise price | 2007-03-30 | |
| 2007-03-13 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 80,000 owned after | $9.48 exercise price | 2007-03-14 | |
| 2007-02-13 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 90,000 owned after | $9.48 exercise price | 2007-02-14 | |
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $9.48 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $14.98 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $42.08 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $32.47 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $34.02 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $25.85 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $39.75 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $32.25 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $31.68 exercise price | 2007-01-24 | ||
| 2007-01-24 holding as of filing | Cloud Pamela H Officer (Senior Vice President) | 3 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $40.15 exercise price | 2007-01-24 | ||
| 2007-01-18 | MCGUINESS PATRICK F Officer (SENIOR VICE PRESIDENT- FINANCE) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | KELLOGG FERNANDA M Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | KING JON M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | CANAVAN BETH O Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | FERNANDEZ JAMES N Officer (EXEC. VICE PRESIDENT AND CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 39,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | QUINN JAMES E Director, Officer (PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,000 49,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,000 77,000 owned after | $40.15 exercise price | 2007-01-22 | |
| 2007-01-18 | CHANEY WILLIAM R Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-19 | |
| 2007-01-18 | BRAVO ROSE MARIE Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-19 | |
| 2007-01-18 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-19 | |
| 2007-01-18 | PRESBY J THOMAS Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-19 | |
| 2007-01-18 | MARQUIS CHALES K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-19 | |
| 2007-01-18 | HAYES SAMUEL L III Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-19 | |
| 2007-01-18 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.15 exercise price | 2007-01-19 | |
| 2007-01-18 | KELLOGG FERNANDA M Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,800 0 owned after | $6.88 exercise price | 2007-01-18 | |
| 2007-01-16 | KELLOGG FERNANDA M Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,800 4,800 owned after | $6.88 exercise price | 2007-01-17 |