TIB FINANCIAL CORP. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-25: Reporting owner Gutman Howard B.; Form 4; Security Warrants; Transaction Holding.
- 2011-01-25: Reporting owner Gutman Howard B.; Form 4; Security Warrants; Transaction Holding.
- 2010-11-02: Reporting owner TAYLOR R EUGENE; Form 3; Security Warrants; Transaction Holding.
- 2010-10-25: Reporting owner Marshall Christopher G; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-25 holding as of filing | Gutman Howard B. Director | 4 | Warrants Derivative · Direct · (m) | Holding | 190 owned after | $791.60 exercise price | 2011-01-25 | |
| 2011-01-25 holding as of filing | Gutman Howard B. Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 632 owned after | $791.60 exercise price | 2011-01-25 | |
| 2010-11-02 holding as of filing | TAYLOR R EUGENE Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants Derivative · Indirect · By North American Financial Holdings, Inc. | Holding | $0.15 exercise price | 2010-11-02 | ||
| 2010-10-25 holding as of filing | Marshall Christopher G Director, Officer (Chief Financial Officer), 10% Owner | 3 | Warrants Derivative · Indirect · By North American Financial Holdings, Inc. | Holding | $0.15 exercise price | 2010-10-25 | ||
| 2010-10-22 holding as of filing | Singletary R. Bruce Director, Officer (Chief Risk Officer), 10% Owner | 3 | Warrants Derivative · Indirect · By North American Financial Holdings, Inc. | Holding | $0.15 exercise price | 2010-10-22 | ||
| 2010-01-21 holding as of filing | Gutman Howard B. | 5 | Warrants Derivative · Direct · (m) | Holding | 18,955 owned after | $7.92 exercise price | 2010-01-21 | |
| 2010-01-21 holding as of filing | Gutman Howard B. | 5 | Warrants Derivative · Indirect · (m) | Holding | 63,185 owned after | $7.92 exercise price | 2010-01-21 | |
| 2009-05-19 holding as of filing | Gutman Howard B. | 4 | Warrants Derivative · Direct · (m) | Holding | 18,581 owned after | $8.08 exercise price | 2009-05-19 | |
| 2009-05-19 holding as of filing | Gutman Howard B. | 4 | Warrants Derivative · Indirect · (m) | Holding | 61,940 owned after | $8.08 exercise price | 2009-05-19 | |
| 2009-02-06 holding as of filing | Gutman Howard B. | 5 | Warrants Derivative · Direct · (m) | Holding | 18,397 owned after | $8.16 exercise price | 2009-02-06 | |
| 2009-02-06 holding as of filing | Gutman Howard B. | 5 | Warrants Derivative · Indirect · (m) | Holding | 61,327 owned after | $8.16 exercise price | 2009-02-06 | |
| 2008-06-02 holding as of filing | Gutman Howard B. Director | 4 | Warrants Derivative · Direct · (m) | Holding | 17,857 owned after | $8.40 exercise price | 2008-06-02 | |
| 2008-06-02 holding as of filing | Gutman Howard B. Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 59,524 owned after | $8.40 exercise price | 2008-06-02 | |
| 2008-05-01 holding as of filing | Gutman Howard B. Director | 4 | Warrants Derivative · Direct · (m) | Holding | 17,857 owned after | $8.40 exercise price | 2008-05-01 | |
| 2008-05-01 holding as of filing | Gutman Howard B. Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 59,524 owned after | $8.40 exercise price | 2008-05-01 | |
| 2008-03-31 holding as of filing | Marinelli Paul J Director | 3 | Warrants Derivative · Direct · (m) | Holding | $8.40 exercise price | 2008-03-31 | ||
| 2008-03-31 holding as of filing | Marinelli Paul J Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $8.40 exercise price | 2008-03-31 | ||
| 2008-03-31 holding as of filing | Gutman Howard B. Director | 3 | Warrants Derivative · Direct · (m) | Holding | $8.40 exercise price | 2008-03-31 | ||
| 2008-03-31 holding as of filing | Gutman Howard B. Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $8.40 exercise price | 2008-03-31 |