THREE FORKS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-13: Reporting owner YOUNG WILLIAM F.; Form 4; Security Options; Transaction Holding.
- 2015-01-13: Reporting owner YOUNG WILLIAM F.; Form 4; Security Options; Transaction Holding.
- 2014-12-23: Reporting owner Ness Thomas Allen; Form 3; Security Common Stock Option; Transaction Holding.
- 2014-12-23: Reporting owner Ness Thomas Allen; Form 3; Security Common Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-13 holding as of filing | YOUNG WILLIAM F. Other (Former Director) | 4 | Options Derivative · Direct | Holding | 100,000 owned after | $0.10 exercise price | 2015-01-13 | |
| 2015-01-13 holding as of filing | YOUNG WILLIAM F. Other (Former Director) | 4 | Options Derivative · Direct | Holding | 25,000 owned after | $1.00 exercise price | 2015-01-13 | |
| 2014-12-23 holding as of filing | Ness Thomas Allen Officer (President & COO) | 3 | Common Stock Option Derivative · Direct | Holding | $0.10 exercise price | 2014-12-23 | ||
| 2014-12-23 holding as of filing | Ness Thomas Allen Officer (President & COO) | 3 | Common Stock Option Derivative · Direct | Holding | $1.00 exercise price | 2014-12-23 | ||
| 2014-11-27 | YOUNG WILLIAM F. Other (Former Director) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $0.10 exercise price | 2015-01-13 | |
| 2014-11-27 | POLLARD CHARLES WILLIAM Other (Former Pres., COO & Director) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,750,000 500,000 owned after | $0.10 | 2015-01-06 | |
| 2014-11-27 | POLLARD CHARLES WILLIAM Other (Former Pres., COO & Director) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $1.00 | 2015-01-06 | |
| 2014-11-27 | Nichols W. Edward Other (Former CEO, Sec'y, & Director) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $1.00 exercise price | 2014-12-30 | |
| 2013-12-15 | YOUNG WILLIAM F. Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 | 2014-04-18 | |
| 2013-12-15 | POLLARD CHARLES WILLIAM Director, Officer (President & COO) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 2,300,000 owned after | $1.00 | 2014-04-18 | |
| 2013-12-15 | Nichols W. Edward Director, Officer (Chief Executive Officer & Secy) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.00 | 2014-04-18 | |
| 2013-12-10 holding as of filing | YOUNG WILLIAM F. Director | 3 | OPTION Derivative · Direct | Holding | $0.10 exercise price | 2013-12-10 | ||
| 2013-11-12 holding as of filing | POLLARD CHARLES WILLIAM Director, Officer (Chief Operating Officer) | 3 | Option Derivative · Direct | Holding | $0.10 exercise price | 2013-11-12 |